| 20-01248 | 09/10/2021 | Claimant(s): Alan Withrow, Belva Withrow
Claimant Lawyers(s): Travis A. Griffith
Respondent(s): Robert Skidmore, Money Concepts Capital Corp
Respondent Lawyers(s): Lee Murray Hall
Arbitrator(s): Kevin R. Zehe, Stephen M. Bales, John C. Aten
Hearing Site: Charleston, WV
|  | Expungement |
| 19-03145 | 09/10/2021 | Claimant(s): Wilgus Family Survivors Trust
Claimant Lawyers(s): Jeffrey K. Wilgus
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Herbert Liberman, Katherine Jane Morris, Helen W. Kinnaird
Hearing Site: San Diego, CA
| | Dismissed by Rule 12504(b) |
| 19-01867 | 09/08/2021 | Claimant(s): Anthony Porco
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Terrance J. Nolan, Betty Chen, John Michael Richardson
Hearing Site: New York, NY
| | $0 |
| 20-03156 | 09/08/2021 | Claimant(s): Arian Eskandari
Claimant Lawyers(s): Andrew W. Hutton
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Anthony D. DeToro
Hearing Site: Los Angeles, CA
| | $0 |
| 19-03517 | 09/02/2021 | Claimant(s): Estes Rigsbee
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): Andre LaBarbera, Richard Stoyeck, Titus Rockefeller
Respondent Lawyers(s): Andre Vincent LaBarbera, Richard Christopher Stoyeck
Arbitrator(s): Robert G. Bannon
Hearing Site: Raleigh, NC
| | $0 |
| 21-01045 | 09/02/2021 | Claimant(s): Mark Mills
Claimant Lawyers(s): Mark D. Mills
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | $0 |
| 19-01985 | 09/01/2021 | Claimant(s): Howard Saretsky and Lynn Saretsky
Claimant Lawyers(s): Debora R. Moore
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Will Murphy, Joseph Benalt, Andrea R. Jacobs
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-04029 | 09/01/2021 | Claimant(s): Martin Danial
Claimant Lawyers(s): Martin M Danial
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Kenneth E. Owen, Susan B. Gans-Smith, Owen Frances
Hearing Site: Los Angeles, CA
| | $0 |
| 20-02209 | 08/31/2021 | Claimant(s): Nirmada Kaufman, Nirmada Lauren Ann Kaufman Rev. Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley, Peter Waterloo
Respondent Lawyers(s): Kathleen Salvaty
Arbitrator(s): Clifford A. Threlkeld, Robert James Favole, Norman D Menegat
Hearing Site: San Francisco, CA
| | Expungement |
| 20-03256 | 08/31/2021 | Claimant(s): The Sorkin Living Trust
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Gayle B. Carlson, Alan E. Linden, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
| | Dismissed by Rule 12206 |
