20-01248 | 09/10/2021 | Claimant(s): Alan Withrow, Belva Withrow Claimant Lawyers(s): Travis A. Griffith Respondent(s): Robert Skidmore, Money Concepts Capital Corp Respondent Lawyers(s): Lee Murray Hall Arbitrator(s): Kevin R. Zehe, Stephen M. Bales, John C. Aten Hearing Site: Charleston, WV
| | Expungement |
19-03145 | 09/10/2021 | Claimant(s): Wilgus Family Survivors Trust Claimant Lawyers(s): Jeffrey K. Wilgus Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Herbert Liberman, Katherine Jane Morris, Helen W. Kinnaird Hearing Site: San Diego, CA
| | Dismissed by Rule 12504(b) |
19-01867 | 09/08/2021 | Claimant(s): Anthony Porco Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Terrance J. Nolan, Betty Chen, John Michael Richardson Hearing Site: New York, NY
| | $0 |
20-03156 | 09/08/2021 | Claimant(s): Arian Eskandari Claimant Lawyers(s): Andrew W. Hutton Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Anthony D. DeToro Hearing Site: Los Angeles, CA
| | $0 |
19-03517 | 09/02/2021 | Claimant(s): Estes Rigsbee Claimant Lawyers(s): Bradley D Schnur Respondent(s): Andre LaBarbera, Richard Stoyeck, Titus Rockefeller Respondent Lawyers(s): Andre Vincent LaBarbera, Richard Christopher Stoyeck Arbitrator(s): Robert G. Bannon Hearing Site: Raleigh, NC
| | $0 |
21-01045 | 09/02/2021 | Claimant(s): Mark Mills Claimant Lawyers(s): Mark D. Mills Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Bryan M. Ward Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL
| | $0 |
19-01985 | 09/01/2021 | Claimant(s): Howard Saretsky and Lynn Saretsky Claimant Lawyers(s): Debora R. Moore Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Peter B. King Arbitrator(s): Will Murphy, Joseph Benalt, Andrea R. Jacobs Hearing Site: Boca Raton, FL
| | Expungement |
20-04029 | 09/01/2021 | Claimant(s): Martin Danial Claimant Lawyers(s): Martin M Danial Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Kenneth E. Owen, Susan B. Gans-Smith, Owen Frances Hearing Site: Los Angeles, CA
| | $0 |
20-02209 | 08/31/2021 | Claimant(s): Nirmada Kaufman, Nirmada Lauren Ann Kaufman Rev. Trust Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Morgan Stanley, Peter Waterloo Respondent Lawyers(s): Kathleen Salvaty Arbitrator(s): Clifford A. Threlkeld, Robert James Favole, Norman D Menegat Hearing Site: San Francisco, CA
| | Expungement |
20-03256 | 08/31/2021 | Claimant(s): The Sorkin Living Trust Claimant Lawyers(s): Michael S. Hill Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): Gayle B. Carlson, Alan E. Linden, Tyrone Nathaniel Watson Hearing Site: Orlando, FL
| | Dismissed by Rule 12206 |