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FINRA Awards for James Alexander

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0307810/13/2021Claimant(s): James Alexander
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): Joseph Depasquale, American Capital Partners
Respondent Lawyers(s): Michael H. Ference
Arbitrator(s): Bill Swinford, Frederick Ramos, Janet Marie Graham
Hearing Site: Louisville, KY
Checkmark IconExpungement
08-0171303/27/2009Claimant(s): Geoffrey Church
Claimant Lawyers(s): Dudley Muth
Respondent(s): James Alexander
Respondent Lawyers(s): James Alexander
Arbitrator(s): Richard J. Stall, George L. Tindall, Bryan L. Herrmann
Hearing Site: Los Angeles, CA

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