| 21-00080 | 01/31/2022 | Claimant(s): John Boucher
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): David Weisberg, Worden Capital Management LLC, Gregory Bodkin, Jamie Worden
Respondent Lawyers(s): Charles M. O'Rourke, David Weisberg, Jamie Worden
Arbitrator(s): Steven S. Manos
Hearing Site: Boston, MA
|  | $0 |
| 21-00929 | 01/31/2022 | Claimant(s): Thelma Ellenberger
Claimant Lawyers(s): Thelma P. Ellenberger
Respondent(s): Edward Jones, Kelly Shultz
Respondent Lawyers(s): Cheryl S. Chang
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
| | $0 |
| 21-01192 | 01/28/2022 | Claimant(s): Reinhold Kunze
Claimant Lawyers(s): Thomas S. Reavely
Respondent(s): Myles Easter
Respondent Lawyers(s): Mark W. Thomas
Arbitrator(s): Leo G. Stern
Hearing Site: Des Moines, IA
| | $30,150 |
| 19-01855 | 01/28/2022 | Claimant(s): David Frost
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Kevin Wilson, Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Kevin Richard Wilson, Richard J. Babnick
Arbitrator(s): Ilene T. Gormly, Robert J. Carlson, Joseph Neal Richardson
Hearing Site: Wichita, KS
| | $0 |
| 19-02176 | 01/28/2022 | Claimant(s): Theresa Irene Deukmedjian IRA, Deukmedjian Revocable Family Trust
Claimant Lawyers(s): Nicholas Berg
Respondent(s): David Pathe, in his capacity as Atty, Charles Schwab & Co.., David Pathe IRA Contributory, The David Pathe Trust dtd 7/17/2002
Respondent Lawyers(s): George C. Miller, Gilbert R. Serota
Arbitrator(s): Mark R. Lee, Robert B. Hansohn, Janice L. Sperow
Hearing Site: San Diego, CA
| | $0 |
| 21-00663 | 01/28/2022 | Claimant(s): Hedvig Mayer
Claimant Lawyers(s): Sam A. Silverstein
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Veronica Ann Williams, Patricia Kathleen Costello, Virginia Mary Hunt
Hearing Site: New York, NY
| | $0 |
| 20-03677 | 01/27/2022 | Claimant(s): Karim Maskatiya, MAM 1 Properties, LLLP, Karim Maskatiya Revocable Trust
Claimant Lawyers(s): Matthew J. Fisher
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Matthew Haws
Arbitrator(s): Steven Gerard Goerke, Lawrence S. Silver, Leonard Michael Cusano
Hearing Site: Boca Raton, FL
| | $0 |
| 21-02172 | 01/27/2022 | Claimant(s): Raymond Murdoch
Claimant Lawyers(s): Raymond M Murdoch
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kevin Lewis
Arbitrator(s): David J. Romanski
Hearing Site: Seattle, WA
| | $0 |
| 21-02256 | 01/27/2022 | Claimant(s): Armin Zeyafatzadeh
Claimant Lawyers(s): Armin Zeyafatzadeh
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Jonathan J. Brennan
Arbitrator(s): Anthony D. DeToro
Hearing Site: Los Angeles, CA
| | $21,488 |
| 21-02351 | 01/27/2022 | Claimant(s): Michael Lovelady
Claimant Lawyers(s): Michael Lovelady
Respondent(s): Tradestation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
| | $0 |
