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FINRA Awards for Thomas S. Reavely

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0119201/28/2022Claimant(s): Reinhold Kunze
Claimant Lawyers(s): Thomas S. Reavely
Respondent(s): Myles Easter
Respondent Lawyers(s): Mark W. Thomas
Arbitrator(s): Leo G. Stern
Hearing Site: Des Moines, IA
Checkmark Icon$30,150
10-0115411/03/2011Claimant(s): Ernest Perea, Rita Perea
Claimant Lawyers(s): Thomas S. Reavely
Respondent(s): Ameriprise Financial Services., Michael Franke, Ryan Surber
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Herbert S. Bratt, Andrew R. Dick, Daniel E. Wright
Hearing Site: Des Moines, IA
Checkmark IconExpungement

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