| 07-02986 | 06/10/2008 | Claimant(s): James Bynum
Claimant Lawyers(s): James Bynum
Respondent(s): Joseph Jones, Investors Capital Corp.
Respondent Lawyers(s): James A. McGovern, Joseph Lionel Jones
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY
|  | $0 |
| 05-05553 | 06/09/2008 | Claimant(s): William C. and Jeneanne C. Hyatt
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Rosemarie L. Bryan, David T. Maddux, Ronelle W. Genser
Hearing Site: Atlanta, GA
| | $30,695 |
| 07-02000 | 06/09/2008 | Claimant(s): Duncan McCandless
Claimant Lawyers(s): Duncan S. McCandless
Respondent(s): Dennis Willis, Associated Securities Corp.
Respondent Lawyers(s): Samuel Edgerton
Arbitrator(s): Lester Friedman, Cheryl R. Kershner, Walter F. Dillaway
Hearing Site: San Francisco, CA
| | $0 |
| 07-03127 | 06/09/2008 | Claimant(s): Ruth Smith, William Smith, Ruth M. Smith IRA, William L. Smith IRA
Claimant Lawyers(s): Ruth M. Smith
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Barry R. Temkin
Arbitrator(s): Jerry H. Friedland
Hearing Site: Phoenix, AZ
| | $0 |
| 08-00054 | 06/09/2008 | Claimant(s): Jorge Gonzalez
Claimant Lawyers(s): Jorge Gonzalez
Respondent(s): McLaughlin, Piven, Vogel Securities
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | $0 |
| 07-03174 | 06/06/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Antonio Tremino
Respondent Lawyers(s): Antonio Tremino
Arbitrator(s): John Daly
Hearing Site: New York, NY
| | $0 |
| 07-02238 | 06/06/2008 | Claimant(s): Rachel Becker
Claimant Lawyers(s): Karen J. Van Ingen
Respondent(s): Carl Wiseman, David Cooper, GKN Securities Corp., Early Bird Capital., Firebrand Financial Group.
Respondent Lawyers(s): Joseph F. Keenan, Meredith Cavallaro
Arbitrator(s): Gary W. Sherbell
Hearing Site: New York, NY
| | $19,590 |
| 07-00236 | 06/06/2008 | Claimant(s): Steven Holder, Holder Family LP, The Steven Holder Trust
Claimant Lawyers(s): Theodore J. Cohen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nicholas P. Crowell
Arbitrator(s): James R. Duncan, J. Jean Elliott, James S. Carlson
Hearing Site: Los Angeles, CA
| | $0 |
| 07-01889 | 06/06/2008 | Claimant(s): Margaret Toruno
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Alliance Advisory & Securities., Associated Securities Corp
Respondent Lawyers(s): Chad Weaver, H Thomas Fehn
Arbitrator(s): Barbara M. Zak, Elliott David Finkel, David L. Casterline
Hearing Site: Los Angeles, CA
| | $0 |
| 07-03179 | 06/04/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Jim Madaffer
Respondent Lawyers(s): Jim Madaffer
Arbitrator(s): Evan A. Gould
Hearing Site: San Diego, CA
| | $0 |
