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FINRA Awards for John Cox

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0010706/20/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): John Cox
Respondent Lawyers(s): John Cox
Arbitrator(s): Mark A. Myers
Hearing Site: Oklahoma City, OK
07-0116807/15/2008Claimant(s): Jerry Mote
Claimant Lawyers(s): Laurel H. Siddoway
Respondent(s): Joan Block, John Cox, First Allied Securities.
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): F. Richard Middaugh, Joseph W. Cheek, James G. Harlan
Hearing Site: Boise, ID
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