| 17-00770 | 08/28/2019 | Claimant(s): Kessev Tov LLC
Claimant Lawyers(s): David W. Miller
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Mark R. Topper, Mitchel Weiss, Anthony Ruben
Hearing Site: Orlando, FL
|  | $0 |
| 16-00810 | 07/11/2017 | Claimant(s): William Mixson
Claimant Lawyers(s): William Mixson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michelle Wilder
Respondent Lawyers(s): Beecher A. Larson, Bruce W. Day
Arbitrator(s): Mark R. Topper
Hearing Site: Orlando, FL
| | $0 |
| 16-00036 | 05/17/2017 | Claimant(s): Richard Patterson, Richard Patterson Rev Liv Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Ron Pekoe, Mark R. Topper, Stuart K. Furman
Hearing Site: Orlando, FL
| | Expungement |
| 15-02777 | 01/20/2017 | Claimant(s): Donnie Pate
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Alan Krim
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Mark R. Topper
Hearing Site: Jacksonville, FL
| | Expungement |
| 15-00180 | 04/07/2016 | Claimant(s): Donnie Pate
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Damon Testaverde, Patrick Teutonico, Philip Dina, Qi Huang, Richard Hunt, Stephen Grivas, William Hunt, Network 1 Financial Securities Inc., Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma, Martin P. Unger, Qi Huang, Stephen Grivas
Arbitrator(s): Mark R. Topper, Mitchel Weiss, Nicholas John Reiter
Hearing Site: Jacksonville, FL
| | $300 |
| 13-01544 | 01/29/2015 | Claimant(s): Mary Steinlauf
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Fidelity Brokerage Services LLC, S. Scott Lain, Wendy Liebowitz
Respondent Lawyers(s): John Starnes
Arbitrator(s): Edwin D. Sherman, Mark R. Topper, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | $0 |
| 13-03482 | 09/18/2014 | Claimant(s): Gerald Kreimeyer, Gerald K. Kreimeyer, IRA
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Mark R. Topper, Thomas Joseph Atkinson, Anthony Richard Sanchez
Hearing Site: Orlando, FL
| | Expungement |
| 12-03702 | 02/03/2014 | Claimant(s): Vishnu Yelamanchi
Claimant Lawyers(s): Michael P. Gilmore
Respondent(s): Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): NSM Securities, Niyukt Bhasin
Arbitrator(s): Mark R. Topper, Robert J. Walter, David C. Matthews
Hearing Site: Orlando, FL
| | $187,177 |
| 11-00325 | 08/30/2012 | Claimant(s): Martin Brookes
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Ivar Jones, Matthew Dolan, Ameritas Investment Corp.
Respondent Lawyers(s): Kavya Mohankumar
Arbitrator(s): Frank R Weaver, David R. Finch, Mark R. Topper
Hearing Site: San Francisco, CA
| | Expungement |
| 10-03885 | 06/28/2012 | Claimant(s): Jeffrey Colflesh, Lora Colflesh, Jeffrey Colflesh IRA, Lora Colflesh IRA, Colflesh Trusts
Claimant Lawyers(s): James R. Walsh
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Stacy Grant
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Richard L. Rubin, Jerold R. Babin, Mark R. Topper
Hearing Site: San Francisco, CA
| | Expungement |
