| 13-00792 | 08/19/2014 | Claimant(s): Frank Maglio, Kathryn Maglio, Frank P. Maglio IRA
Claimant Lawyers(s): William B. Young
Respondent(s): SII Investments.
Respondent Lawyers(s): Burton W. Wiand
Arbitrator(s): Stuart K. Furman, Colleen Rotella, Stanley Warren Plappert
Hearing Site: Orlando, FL
|  | Expungement |
| 12-00699 | 06/11/2014 | Claimant(s): Edward C. Hope IRA by Marilyn Hope sole, Marilyn J. Hope IRA, Hope Irrevocable Grantor Trust by Barbar
Claimant Lawyers(s): William B. Young
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Susan George
Arbitrator(s): Robert E. Anderson, Emily Diamond, Felicia T. Farber
Hearing Site: Newark, NJ
| | Expungement |
| 12-03364 | 02/19/2014 | Claimant(s): Roy Richard
Claimant Lawyers(s): William B. Young
Respondent(s): Timothy Mosley
Respondent Lawyers(s): James D. Sallah
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
| | Expungement |
| 12-02123 | 10/31/2013 | Claimant(s): Mary Ellis
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley Smith Barney f/k/a Citi
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Gayle B. Carlson, Joseph John Mantione, Theodore Haynes
Hearing Site: Orlando, FL
| | Expungement |
| 13-01284 | 10/15/2013 | Claimant(s): William Foege & Sharonkay Masters JTWROS
Claimant Lawyers(s): William B. Young
Respondent(s): Allen & Company of Florida.
Respondent Lawyers(s): Colleen M. Fitzgerald
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
| | Expungement |
| 13-00185 | 07/26/2013 | Claimant(s): Nancy Bold
Claimant Lawyers(s): William B. Young
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | Expungement |
| 12-01872 | 07/05/2013 | Claimant(s): Michael Usina
Claimant Lawyers(s): William B. Young
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise Johnson Henry
Arbitrator(s): Stuart K. Furman
Hearing Site: Jacksonville, FL
| | Expungement |
| 11-00443 | 12/12/2012 | Claimant(s): Hugo R. Scala Jr. Rollover IRA, Scala Family Limited Partnership, Hugo R Scala Gift Trust DTD 12/23/1966, Hugo R. Scala Jr. Trust DTD 7/28/03
Claimant Lawyers(s): William B. Young
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Charles Hoffman, David E. Mowry, Alexander Myers
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-02554 | 11/08/2012 | Claimant(s): Peter Babcock
Claimant Lawyers(s): William B. Young
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Sabrina Raquel Scott
Hearing Site: Atlanta, GA
| | Expungement |
| 11-02073 | 08/10/2012 | Claimant(s): Patricia V. Stein IRA, Tracy M. Stein IRA, Tracy Mitchell Stein Trst, P. Stein Ttee, T. Stein Ttee
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Robert L. Hudson, David P. Slater, Edmund Herbert Hecht
Hearing Site: Orlando, FL
| | Expungement |
