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FINRA Awards for Peter Babcock

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0255411/08/2012Claimant(s): Peter Babcock
Claimant Lawyers(s): William B. Young
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Sabrina Raquel Scott
Hearing Site: Atlanta, GA
Checkmark IconExpungement

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