| 10-01556 | 11/05/2012 | Claimant(s): Cortell Family Limited Partnership, Denise C. Slomak Trust, Karen Robbins Trust
Claimant Lawyers(s): Matthew W. Woodruff
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawerence Polk
Arbitrator(s): Joseph L. Bernstein, Paul Joseph McIntyre, Peter A. Portley
Hearing Site: Boca Raton, FL
|  | $0 |
| 11-02233 | 11/05/2012 | Claimant(s): Exempt Share Tst of Gwen Meltzer Rev Tst
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Wells Fargo Advisors, David Kaufman
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Steven M. Greenbaum, Robert A. Sauerberg, Barry S. Shanbron
Hearing Site: Boca Raton, FL
| | $0 |
| 11-00087 | 10/30/2012 | Claimant(s): Marvin Adler, Theda Adler, The Theda Adler Trust U/A/D 1/15/97
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): UBS Financial Services Inc., Morgan Stanley
Respondent Lawyers(s): Gregg P. Garneau, Randi Perry Spallina
Arbitrator(s): Kalman J. Lester, William Kent Brown, Alvin Abraham Simon
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-00724 | 10/19/2012 | Claimant(s): Lee Linden
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): August "Jamie" H. Schupp
Arbitrator(s): Martin M. Van Luven, Sylvia D. Stiller, Kenneth Steven Halpern
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-02603 | 10/19/2012 | Claimant(s): Maria Collado
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Deutsche Bank Securities., Kevin Gai
Respondent Lawyers(s): Elizabeth E. Moum
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
| | $0 |
| 11-04622 | 10/15/2012 | Claimant(s): David Jastremski
Claimant Lawyers(s): David Jastremski
Respondent(s): David Lerner Associates., David Tepper
Respondent Lawyers(s): Joseph C. Pickard
Arbitrator(s): Michael Lau
Hearing Site: Boca Raton, FL
| | $0 |
| 11-02669 | 10/11/2012 | Claimant(s): Sirotkin Family Limited Partnership
Claimant Lawyers(s): Michael Hill
Respondent(s): Wells Fargo Advisors, Patsy Lillehei
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Steven Ira Weinberger, Frances D. Sheehy, Tina Scott Polsky
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-05262 | 10/08/2012 | Claimant(s): Diane Wendin
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Stephens.
Respondent Lawyers(s): Kim Keller Fowler
Arbitrator(s): Stan West, Barth Satuloff, John S. Leech
Hearing Site: Boca Raton, FL
| | $15,749 |
| 10-04291 | 10/04/2012 | Claimant(s): Myrna Wechsler, Estate of Natalie Varonok
Claimant Lawyers(s): Bruce A. Katzen
Respondent(s): Jodi Isdith, Raymond James Financial Services.
Respondent Lawyers(s): Jodi Beth Isdith, Terrance A. Bostic
Arbitrator(s): Monroe Mitchel, Lisa Marie Macci, Richard Alan Levine
Hearing Site: Boca Raton, FL
| | $800,000 |
| 10-01077 | 09/27/2012 | Claimant(s): Mayme Davis
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Thomas Czinner, Jon Stanley Spisiak
Hearing Site: Boca Raton, FL
| | Expungement |
