21-01270 | 03/14/2023 | Claimant(s): Larry Weisman, Weisman Enterprises Limited Partnership Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Charles Reiling, David Monahan, Francis Skinner, Luke Johnson, Matthew Rakerd, Coastal Equities., Coastal Investment Advisors., Legend Capital Group. Respondent Lawyers(s): Amir Tadjedin, Mickey B. Wright Arbitrator(s): Deana S. Peck, Floyd Gerry Hoffman, Jerome Allan Landau Hearing Site: Phoenix, AZ
| | Expungement |
18-03340 | 05/28/2019 | Claimant(s): Joseph Best Claimant Lawyers(s): Jennifer Tarr Respondent(s): Bernard Jasmin, Todd Sanders, Vladimiro Panichi, Empire Asset Management Company Respondent Lawyers(s): Kristi Gavalier, Mickey B. Wright Arbitrator(s): William Barker Brown, Judith Stilz Ogden, Charles E. White Hearing Site: Atlanta, GA
| | $0 |
17-03439 | 01/18/2019 | Claimant(s): Mike Snow, Nita Snow Claimant Lawyers(s): Niel Prosser Respondent(s): Larry Boggs, American Retirement Solutions of Louisia, First Allied Advisory Services., First Allied Securities. Respondent Lawyers(s): Mickey B. Wright Arbitrator(s): Denise Morris Hammond, Irwin Venick, James Raybeck Hearing Site: Nashville, TN
| | $1,488,750 |
16-03384 | 06/20/2017 | Claimant(s): Brenda Anderson, John Anderson Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Jerry McCutchen, Berthel, Fisher & Company Financial Serv, Next Financial Group. Respondent Lawyers(s): Mickey B. Wright Arbitrator(s): Harvey R. Linder, Mary Elizabeth Skelnik, Joseph Neal Richardson Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
16-03568 | 05/23/2017 | Claimant(s): Jack Shewmake Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Bryce Willis, Terry Bagwell, MetLife Securities Inc. Respondent Lawyers(s): Kathryn R. Eldridge, Mickey B. Wright, Paul M. James Arbitrator(s): Karen Roberts Washington, Debra Black Leo, Joseph Neal Richardson Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
16-01352 | 01/12/2017 | Claimant(s): Denise Weiss Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Berthel, Fisher & Company Financial Serv Respondent Lawyers(s): Mickey B. Wright Arbitrator(s): Harvey R. Linder Hearing Site: Birmingham, AL
| | $600 |
14-02480 | 08/06/2015 | Claimant(s): Fred Anthony Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Cadaret, Grant & Co.. Respondent Lawyers(s): Mickey B. Wright Arbitrator(s): Dana R. Krajack, Dana Tait Sandlin, Celeste A. Beron Hearing Site: Columbia, SC
| | Dismissed by Rule 12206 |
14-01205 | 02/24/2015 | Claimant(s): Dierdre Garvin, Gregory Garvin Claimant Lawyers(s): Sandra Malkin Respondent(s): Jerry Mccutchen, Berthel, Fisher & Co Fin. Srvcs. Respondent Lawyers(s): Mickey B. Wright Arbitrator(s): Frank W. Virgin Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
09-04458 | 09/02/2010 | Claimant(s): George Trotter Claimant Lawyers(s): George W. Trotter Respondent(s): Christopher Miller, Park Avenue Securities LLC Respondent Lawyers(s): Mickey B. Wright Arbitrator(s): Steven P. Gregory, Charles W. Hill, Prince C. Chambliss Hearing Site: Birmingham, AL
| | Dismissed by Rule 12206 |
09-01447 | 02/19/2010 | Claimant(s): Annette Hines Claimant Lawyers(s): Lee Bowie Respondent(s): Ladd Grapski, FFP Securities., First Allied Securities. Respondent Lawyers(s): Mickey B. Wright Arbitrator(s): Clayton J. Borne Hearing Site: Jackson, MS
| | $26,150 |