| 18-03398 | 08/24/2020 | Claimant(s): George Wildrick
Claimant Lawyers(s): Frank Aiello
Respondent(s): Wells Fargo Clearing Services, Robert Lyons
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Barry Goldman, Patrick R. Sughroue, Tracy L. Allen
Hearing Site: Detroit, MI
|  | $54,532 |
| 18-02829 | 06/24/2020 | Claimant(s): Amber Auto, Ltd., Standard Group Resources, Ltd
Claimant Lawyers(s): Brian J. McSweeney
Respondent(s): Daniel Speirs, Wells Fargo Clearing Services
Respondent Lawyers(s): Geoffrey Beckham
Arbitrator(s): Lawrence R. Mills
Hearing Site: San Francisco, CA
| | $0 |
| 19-02013 | 06/12/2020 | Claimant(s): Lucy Schneiberg, Yuri Schneiberg
Claimant Lawyers(s): William W. Uchimoto
Respondent(s): Wells Fargo Clearing Services, Scott Kaminsky
Respondent Lawyers(s): Gerry Kowalski, Henry F. Reichner
Arbitrator(s): Cornelius C. Clancy, Louis P. Wagman, Harold Yaskin
Hearing Site: Philadelphia, PA
| | $0 |
| 17-02728 | 04/29/2020 | Claimant(s): Audrey Niehoff
Claimant Lawyers(s): Laurence Landsman
Respondent(s): Jeffrey Berenson, Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Jr
Arbitrator(s): Jerome F. Crotty, Raymond P. Buschmann, Marcia Bonita Gevers
Hearing Site: Chicago, IL
| | Dismissed by Rule 12206/12504 |
| 18-04274 | 04/29/2020 | Claimant(s): Ronald Carlson
Claimant Lawyers(s): Ronald N. Carlson
Respondent(s): Wells Fargo Clearing Services, Prudential Annuities Distributors.
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Paul Weinberg, Joseph Benalt, Nanci Sondra Landy
Hearing Site: Boca Raton, FL
| | $0 |
| 19-00028 | 04/28/2020 | Claimant(s): Susan Grcevich
Claimant Lawyers(s): Carter S. Plotkin
Respondent(s): Wells Fargo Clearing Services, Philip Farese
Respondent Lawyers(s): Jason A. Kempf
Arbitrator(s): William M. Getzoff, Daniel R. Formeller, Lee H. Goodman
Hearing Site: Chicago, IL
| | Expungement |
| 18-02992 | 03/23/2020 | Claimant(s): Frank Cunningham
Claimant Lawyers(s): Matthew Wilson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Benjamin F. Breslauer, Dana L. Bigman, Barry A. Fisher
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03366 | 02/26/2020 | Claimant(s): Dianne Hardy, Gary Hardy
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Michael J. Ahlstrom, G. Maynard Green
Hearing Site: Birmingham, AL
| | $0 |
| 18-00449 | 11/08/2019 | Claimant(s): Isabel Katzin IRA, Richard Katzin IRA, Richard & Isabel Katzin
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Wells Fargo Clearing Services, Robert Greene
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Annamaria Boccia Smith, Arthur M. Schoenberger, Kent L. Benziger
Hearing Site: New York, NY
| | $0 |
| 17-03412 | 11/07/2019 | Claimant(s): Lawrence Freedman, Mary Freedman
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Amy S. Rubin
Arbitrator(s): Elena G. Rodriguez, Peter A. Roche, Gary Mathew Singer
Hearing Site: Boca Raton, FL
| | $0 |
