| 23-00894 | 07/05/2024 | Claimant(s): Arnold Galman, Galman Family Trust DTD 02/05/96
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): Michael Coraggio, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Edward R. Niederriter, Gerald H. Grayson, Lisa Jane Austein
Hearing Site: Boca Raton, FL
|  | $0 |
| 22-00898 | 04/25/2024 | Claimant(s): Margaret van Krieken, Roeland van Krieken
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Herb Schwartz, Philip Aaron Tymon, Dennis Markham Smith
Hearing Site: San Francisco, CA
| | Expungement |
| 22-00122 | 03/09/2023 | Claimant(s): Paul E. Vaz Trucking.
Claimant Lawyers(s): John D. Pernick
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Lawrence R. Mills, Sarah Jane Militello, Bruce J Highman
Hearing Site: San Francisco, CA
| | Expungement |
| 21-01626 | 06/14/2022 | Claimant(s): Kristina Watts
Claimant Lawyers(s): J. Allen Holland
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Edward W. Morris, John George Neylon, David S Godkin
Hearing Site: Boston, MA
| | $185,238 |
| 20-02377 | 11/08/2021 | Claimant(s): Michael Robinson
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jeffrey Kemp, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Martin A. Feigenbaum, Lawrence S. Silver, Marvin S. Lava
Hearing Site: Boca Raton, FL
| | Expungement |
| 18-02572 | 03/12/2020 | Claimant(s): David Saxe, Phyllis Saxe, Elana Jill Saxe-Incapaciated Person, Elana Jill Saxe SNI Trust
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Tracey Schusterman, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Fred S. Pieroni, Sandra Gale Behrle, Daniel Robbins
Hearing Site: New York, NY
| | $152,674 |
| 17-01986 | 02/04/2019 | Claimant(s): Nebo Investment Fund LP
Claimant Lawyers(s): Sandra Lahens
Respondent(s): Jefferies LLC
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): David S. Billet, Donald Nevin Gershuny, John Michael Bergin
Hearing Site: New York, NY
| | $0 |
| 17-01478 | 10/03/2018 | Claimant(s): Rose Leviton
Claimant Lawyers(s): Christopher J. Major
Respondent(s): David Cohen, Stifel, Nicolaus & Co.., Janney Montgomery Scott LLC
Respondent Lawyers(s): Edwin A. Zipf, Theodore R. Snyder
Arbitrator(s): Anna M. Fanelli, Martin A. Edelstein, Linda J. Baer
Hearing Site: New York, NY
| | $0 |
| 10-04743 | 02/06/2013 | Claimant(s): Schultze Asset Management, Schultze Master Fund, Ltd
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Sandra Gale Behrle, David I. Goldblatt, Alan Gradzki
Hearing Site: New York, NY
| | $0 |
| 10-03196 | 01/13/2012 | Claimant(s): George Berman
Claimant Lawyers(s): Edward C. Cooley
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Nelson P. Lovins, Robert L. Barker, Howard N. Gorney
Hearing Site: Boston, MA
| | Expungement |
