11-04241 | 12/24/2013 | Claimant(s): James Cohen, Worldwide Media Services., Custodian for Alexander I. Cohen, Custodian for Jaclyn J. Cohen, Custodian for Justin J. Cohen, Custodian for Robert B. Cohen II, Robert B. Cohen Living Trust Claimant Lawyers(s): William F. Dahill Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Edwin A. Zipf Arbitrator(s): Dwight Wassong, Joan Dawn Hogarth, Stanley M. Lenkowicz Hearing Site: Newark, NJ
| | $0 |
12-02101 | 12/19/2013 | Claimant(s): Estate of Dorris Arris Claimant Lawyers(s): Roger G. Bresnahan Respondent(s): Wachovia Securities, Wells Fargo Advisors, Gerald Cohn, The Cohn Financial Group Respondent Lawyers(s): Martha F. McDugald Arbitrator(s): Dale A. Hearn, Charles E. Munson, Stephanie E. Simmons Hearing Site: Houston, TX
| | Expungement |
12-01521 | 12/18/2013 | Claimant(s): The Herman Drazick Revocable Living Trst Claimant Lawyers(s): Charles Carlson Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL
| | Expungement |
13-00033 | 12/16/2013 | Claimant(s): Phone Sales USA., Randy Mims IRA Claimant Lawyers(s): Randy Mims Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Alan J. Blocher, Kenneth D. Morris, Robin L. Lewis Hearing Site: Philadelphia, PA
| | $10,000 |
12-04333 | 12/13/2013 | Claimant(s): Brad Johnson Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Thomas Kopshever Arbitrator(s): Keith C. Folkman, Ross W. Cannon, James R. Medley Hearing Site: Helena, MT
| | Expungement |
12-03175 | 12/10/2013 | Claimant(s): Walter Schild Claimant Lawyers(s): Arthur S. Leider Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Joyce L. Hurley, Constance Ellen Boukidis, Owen Frances Hearing Site: Los Angeles, CA
| | Expungement |
11-01934 | 12/09/2013 | Claimant(s): Stacy Stripling, Love Investments, Matisse Investments Claimant Lawyers(s): Stacy Stripling Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Walter S. Weiss, Elliott David Finkel, Olivia J. Valentine Hearing Site: Los Angeles, CA
| | Expungement |
13-01254 | 12/06/2013 | Claimant(s): Benjamin C. Ritter Jr and Nina Ritter JT Claimant Lawyers(s): John L. Allen Respondent(s): Anne Gagnon, Wells Fargo Securities Inc., Wells Fargo Advisors Financial Network, Wells Fargo Advisors, David Rosenberg, Wells Fargo Securities Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Robert E. Anderson, Joseph I. Liebman, Ronald J. Colombo Hearing Site: New York, NY
| | Expungement |
11-04661 | 12/05/2013 | Claimant(s): Jason Aldridge Claimant Lawyers(s): Jason R. Doss Respondent(s): Barry Dekreek, Wells Fargo Advisors, James Foley Respondent Lawyers(s): Glenn A. Delk, Keith J. Barnett, Stephen D. Councill Arbitrator(s): Gene E. Carasick, Deborah A. Jackson, Joel Richard Beck Hearing Site: Atlanta, GA
| | Expungement |
10-04321 | 12/03/2013 | Claimant(s): Frederick Lewis, Lois Lewis Claimant Lawyers(s): Richard B. Fosher Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Joseph A. Vallo Arbitrator(s): John J. Jordan, Stephen T. Mayhew, Michael P. Marryshow Hearing Site: Philadelphia, PA
| | $297,516 |