Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00949 | 09/19/2018 | Claimant(s): Anne Gagnon, David Rosenberg Claimant Lawyers(s): Mark S. Gregory Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 13-01254 | 12/06/2013 | Claimant(s): Benjamin C. Ritter Jr and Nina Ritter JT Claimant Lawyers(s): John L. Allen Respondent(s): Anne Gagnon, Wells Fargo Securities Inc., Wells Fargo Advisors Financial Network, Wells Fargo Advisors, David Rosenberg, Wells Fargo Securities Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Robert E. Anderson, Joseph I. Liebman, Ronald J. Colombo Hearing Site: New York, NY |  | Expungement |