| 23-01680 | 09/26/2024 | Claimant(s): Robert Rosenfeld DDS Retirement Plan
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy Winer
Arbitrator(s): Cheryl H. Agris, Terrance J. Nolan, Jay William Pozenel
Hearing Site: New York, NY
|  | $0 |
| 16-02878 | 12/14/2017 | Claimant(s): Anthony Morello, Donna Morello
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Wellington Shields & Co.
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Catherine Stewart, Martin R. Cramer, Peter L. Michaelson
Hearing Site: Newark, NJ
| | $0 |
| 14-02898 | 05/08/2017 | Claimant(s): Benjamin Peters Trust dtd 12/3/1993, Ellen Mia Peters Trust, Lynn E. Gorguze Separate Property Trust, Vincent and Gloria Gorguze Trust dtd 3/2
Claimant Lawyers(s): John G. Rich, Ross B. Intelisano
Respondent(s): Candace Weir, C. L. King & Associates.
Respondent Lawyers(s): Christopher F. Robertson, Richard A. Roth
Arbitrator(s): Otis E. Hackett, Michael D. Briggs, Randall Brian Christison
Hearing Site: San Diego, CA
| | $0 |
| 12-01987 | 06/07/2016 | Claimant(s): Estate of John Montfort
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Candace Weir, Peter Bulger, Robert Benton, C. L. King & Associates.
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Lucas A. Ferrara, Daniel P. Lund, Carl J. Disalvatore
Hearing Site: New York, NY
| | $10,000,000 |
| 13-02815 | 06/07/2016 | Claimant(s): Estate of Beverly Montfort
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Candace Weir, C. L. King & Associates.
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Lucas A. Ferrara, Daniel P. Lund, Carl J. Disalvatore
Hearing Site: New York, NY
| | $0 |
| 11-00422 | 11/13/2013 | Claimant(s): Randy Maslow
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Katherine M. Jensen
Arbitrator(s): Jack Stein, Steven Gerard Goerke, Richard Carl Smukler
Hearing Site: Boca Raton, FL
| | $0 |
| 09-06998 | 06/18/2013 | Claimant(s): Burton Langer
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Charles Schwab & Co.., Matthew Weitzman
Respondent Lawyers(s): Frank J. Cuccio, Matthew Weitzman
Arbitrator(s): Mark Mendley, Michael Peter Yahr, Michael S. Lazan
Hearing Site: New York, NY
| | $2,750,000 |
| 09-01769 | 01/14/2011 | Claimant(s): Joseph Quattrocchi, Dependable Auto Body., George Tropiano IRA, Victor N. Sotra IRA, Katherine Ruotolo and Gina Ruotolo, Victor H. Stora and Lucille Stora
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Allan Levine, Andrew Gonchar, Michael Schumacher, Polyvios Polyviou, Ronald Moschetta, Strasbourger Pearson Tulcin Wolff.
Respondent Lawyers(s): Karen B. Estis, Michael K. Coran, Peter M. Spett, Ronald Moschetta
Arbitrator(s): Richard W. Cutler, Edith M. Gunn, Jerome M Shafer
Hearing Site: New York, NY
| | $367,388 |
| 07-03561 | 12/23/2009 | Claimant(s): Racetrac Petroleum.
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management.
Respondent Lawyers(s): Gabrielle Gould
Arbitrator(s): Anne H. Orr, Jerome Jack Shure, Kenneth Alexander Campbell
Hearing Site: Atlanta, GA
| | $3,431,890 |
| 07-00114 | 02/27/2008 | Claimant(s): Jason Cohen, Oracle Services, INc. FBO Jason Cohen
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Arthur P. Fisch, Ilene Barbara Zatkin-Butler, Howard Weitz
Hearing Site: New York, NY
| | $500,000 |
