FINRA Awards for Ross B. Intelisano

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-00112	03/04/2019	Claimant(s): David Greene Claimant Lawyers(s): Ross B. Intelisano Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): David S. Poppick Arbitrator(s): Clare R. Goldfarb, Peggy Lewis Kennedy, James David Askren Hearing Site: Atlanta, GA
15-01980	02/12/2018	Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): Devin A. Donohue Respondent(s): Thomas Jackson Respondent Lawyers(s): Ross B. Intelisano Arbitrator(s): Theodore G. Bradpiece, Robert F. Saint-Aubin, Rosa Linda Guadarrama Hearing Site: Los Angeles, CA
12-00376	03/09/2015	Claimant(s): John Straus Claimant Lawyers(s): Ross B. Intelisano Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): J. Michael Riordan Arbitrator(s): Joseph F. Kelley, Farrell C. Glasser, Martin A. Edelstein Hearing Site: New York, NY
05-05965	10/04/2007	Claimant(s): Christopher Fulco Claimant Lawyers(s): Ross B. Intelisano Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Kevin B. Leblang Arbitrator(s): Daniel P. Lund, Thomas F. Fox, James McCaffrey Hearing Site: New York, NY