| 21-01577 | 06/23/2022 | Claimant(s): Marko Gnann
Claimant Lawyers(s): Robert Volynsky
Respondent(s): Donovan Mannato, Morgan Stanley, Wells Fargo Clearing Services
Respondent Lawyers(s): Abigail Elrod, Andrew W. Sidman, Kevin D. Galbraith
Arbitrator(s): Sandra J. Mullings, Marion F. Posner, Vaughn Norman Browne
Hearing Site: New York, NY
|  | Dismissed by Rule 12206 |
| 14-03666 | 08/27/2015 | Claimant(s): Arthur Storniola
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): M.D. Sass Securities, L.L.C.
Respondent Lawyers(s): Barry S. Pollack
Arbitrator(s): Martin A. Edelstein, Sam Antar, Alan Robert Sacks
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
| 14-03604 | 08/25/2015 | Claimant(s): Mitchell Krevat, Randy Krevat
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): Signature Securities Group Corporation
Respondent Lawyers(s): Vincent P. Pozzuto
Arbitrator(s): Jeffrey G. Sommers, Peter A. Seibel, Salvatore J. Bate
Hearing Site: New York, NY
| | $0 |
| 13-00016 | 02/18/2015 | Claimant(s): Jay Lehman, Lawrence Monaldo, Sheldon Sevinor, David Cormier DDS Pension Plan, Northshore Oral Surgery Group PC, Plastic Surgery Services FBO: S. Sevinor
Claimant Lawyers(s): Dimitri Nemirovsky, Kevin D. Galbraith
Respondent(s): Jack Brimberg, Jay Tomlinson, William Lewis, Brimberg & Co., Monarch Capital Group
Respondent Lawyers(s): Allen C. Miller, Robert L. Herskovits, Thomas J. Fleming
Arbitrator(s): Hugh N. Fryer, Joel P. Mellis, John Nino Brenkovich
Hearing Site: New York, NY
| | $56,703 |
| 13-00891 | 06/25/2014 | Claimant(s): Daly Reville
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): Edward Glenn, Edward Mulcahy, Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Kenneth E. Meister
Arbitrator(s): Maive R. Dale, Linda G. March, Cheryl H. Agris
Hearing Site: New York, NY
| | $113,208 |
| 12-01626 | 02/12/2014 | Claimant(s): Frances Moening, Ronald Moening
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): James H. Colburn, Kathy A. Tatone, Steven M. Bialick
Hearing Site: Minneapolis, MN
| | Expungement |
| 12-01538 | 01/17/2014 | Claimant(s): Elliott Rosenzweig
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Julian W. Wells
Arbitrator(s): Steven Gerard Goerke, Richard W. Epstein, Theresa Lillian Mains
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 12-00316 | 06/05/2013 | Claimant(s): Deanna Smith, Eric Smith
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Kevin R. Zehe, Joseph Edelstein, Kathleen Maher Zouhary
Hearing Site: Cleveland, OH
| | Expungement |
| 11-01872 | 12/14/2012 | Claimant(s): Barbara Istas, James Istas
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise Johnson
Arbitrator(s): Andrew R. Dick, Peter N. Thompson, Brett W. Olander
Hearing Site: Minneapolis, MN
| | Expungement |
