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FINRA Awards for Elliott Rosenzweig

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0153801/17/2014Claimant(s): Elliott Rosenzweig
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Julian W. Wells
Arbitrator(s): Steven Gerard Goerke, Richard W. Epstein, Theresa Lillian Mains
Hearing Site: Ft. Lauderdale, FL
Checkmark IconExpungement

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