| 20-04189 | 12/22/2022 | Claimant(s): Tika Ventures LLC
Claimant Lawyers(s): Michael Hill
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Will S. Montgomery
Arbitrator(s): Marc Kalish, Kathy L. Eisenmenger, Donald Dreyfus
Hearing Site: Salt Lake City, UT
|  | $0 |
| 22-01609 | 12/06/2022 | Claimant(s): The Hermes Family Trust
Claimant Lawyers(s): Courtney Werning
Respondent(s): Gregory Fockler, Royal Alliance Associates.
Respondent Lawyers(s): Gregory Curley
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cleveland, OH
| | $10,600 |
| 21-02467 | 08/19/2022 | Claimant(s): Paul Nash
Claimant Lawyers(s): Paul Nash
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Barry Goldman
Hearing Site: Minneapolis, MN
| | $0 |
| 21-00074 | 12/29/2021 | Claimant(s): Xiujuan Zhu Roth IRA, Zhiming Lu Roth IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Adam Michael Porter
Hearing Site: Denver, CO
| | $30,225 |
| 20-03917 | 04/07/2021 | Claimant(s): Boris Belilovsky
Claimant Lawyers(s): Boris Belilovsky
Respondent(s): Arthur Grossbard, Royal Alliance Associates.
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Evdokia Sofos
Hearing Site: New York, NY
| | $0 |
| 17-01950 | 05/14/2019 | Claimant(s): Beverly Symms, William and Beverly Symms Living Trust
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Gregory Hill, Royal Alliance Associates., Ronald Knight
Respondent Lawyers(s): Amir Tadjedin, Ronald Arthur Knight
Arbitrator(s): Neil S. Jasper, Joseph C. Watson, Lisa Suzette Hart
Hearing Site: Los Angeles, CA
| | Expungement |
| 17-03339 | 01/15/2019 | Claimant(s): Cathy Carter
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Ronald L. Cheney, Steven T. Stern, William Norton
Hearing Site: Manchester, NH
| | $2,630,140 |
| 18-01092 | 11/20/2018 | Claimant(s): Linda Langille, Robinson Langille
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Royal Alliance Associates., Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Bradley A. Fishman, Peter J. McElligott
Arbitrator(s): Dean J. Dietrich, Clifford A. Threlkeld, Martin Joel Fassler
Hearing Site: San Francisco, CA
| | Dismissed by Rule 12206 |
| 17-03366 | 06/21/2018 | Claimant(s): Larry Erlichman
Claimant Lawyers(s): G. Thomas Fleming
Respondent(s): James Gordon, Royal Alliance Associates.
Respondent Lawyers(s): Kerri L. Delgado, Oliver W. Bray
Arbitrator(s): Robert D. Sussin, Morris S. Getzels, Robert Edward Koondel
Hearing Site: Los Angeles, CA
| | Expungement |
| 15-01027 | 11/22/2017 | Claimant(s): Madeline Garramone
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Glenn King, Royal Alliance Associates.
Respondent Lawyers(s): Glenn R. King, Steven E. Mellen
Arbitrator(s): Robert E. Anderson, Robert T. Costello, Jay Alan Kranis
Hearing Site: Newark, NJ
| | $200,300 |
