| 22-01980 | 06/26/2023 | Claimant(s): Christopher Dame
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Steven Meyrich
Hearing Site: Salt Lake City, UT
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| 22-02695 | 06/09/2023 | Claimant(s): Samuel Clark
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Royal Alliance Associates., Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Dustin J. Tirpak, Jennifer R. Cox
Arbitrator(s): Richard J. Lawrence
Hearing Site: Salt Lake City, UT
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| 22-00889 | 04/11/2023 | Claimant(s): Mark Napolin, Michael Kiefer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Roger A. Geddes
Hearing Site: Albuquerque, NM
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| 22-00242 | 12/19/2022 | Claimant(s): Gregory McLean
Claimant Lawyers(s): Stuart E. Finer
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Greg Curley, Esq.
Arbitrator(s): Ira A. Auerbach
Hearing Site: Syracuse, NY
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| 22-01368 | 11/25/2022 | Claimant(s): Jennifer Scroggins
Claimant Lawyers(s): Lydia R. Zaidman
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Justin Sacca
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
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| 22-00022 | 07/11/2022 | Claimant(s): Amanda Dunlap
Claimant Lawyers(s): Lydia R. Zaidman
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Daniel J. Pagnano
Hearing Site: Houston, TX
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| 21-01389 | 06/17/2022 | Claimant(s): Nicholas Agnone
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Royal Alliance Associates., Investors Capital Corp.
Respondent Lawyers(s): David Feldstein, James V. Noblett
Arbitrator(s): Sam Antar, Paul M. Friedman, Evan Powell
Hearing Site: New York, NY
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| 20-00690 | 05/05/2022 | Claimant(s): Richard McCollam
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): John J. Flynn, William W. Haskell, Douglas J. Pavese
Hearing Site: San Francisco, CA
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| 21-01362 | 05/05/2022 | Claimant(s): Dolores Mitchell
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Morgan Stanley, Royal Alliance Associates.
Respondent Lawyers(s): Amanda L. Parisi, James V. Noblett
Arbitrator(s): Robert J. Miller, Brian John Gallagher, John Warner Lowe
Hearing Site: New York, NY
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| 20-02793 | 09/09/2021 | Claimant(s): Robert Ryan
Claimant Lawyers(s): Zachary Morse
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
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