Potomac Analytics' Logo

FINRA Awards for Martin Joel Fassler

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0109211/20/2018Claimant(s): Linda Langille, Robinson Langille
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Royal Alliance Associates., Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Bradley A. Fishman, Peter J. McElligott
Arbitrator(s): Dean J. Dietrich, Clifford A. Threlkeld, Martin Joel Fassler
Hearing Site: San Francisco, CA
Checkmark IconDismissed by Rule 12206
10-0406212/06/2011Claimant(s): Mary Iandiorio, Mary Ann Iandiorio Trust
Claimant Lawyers(s): Brett Alcala
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Frank R Weaver, Linda M. McCoy, Martin Joel Fassler
Hearing Site: San Francisco, CA
Checkmark IconExpungement

2 Results

Display: