Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-04062 | 12/06/2011 | Claimant(s): Mary Iandiorio, Mary Ann Iandiorio Trust Claimant Lawyers(s): Brett Alcala Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Frank R Weaver, Linda M. McCoy, Martin Joel Fassler Hearing Site: San Francisco, CA |  | Expungement |
| 09-02672 | 11/29/2011 | Claimant(s): James Carter, James A. and Annette Carter Charitable R Claimant Lawyers(s): Brett Alcala Respondent(s): Blair Mielke, First Allied Securities. Respondent Lawyers(s): James M. Grady, Matthew D Watkins Arbitrator(s): Ralph H. Erickson, Jeffrey E. Skogsbergh, William Lee Krantz Hearing Site: Los Angeles, CA | | Stipulated Award |
| 08-00841 | 11/19/2008 | Claimant(s): Emily Martin Revocable Living Trust Claimant Lawyers(s): Brett Alcala Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Thomas C. McNally, David R. Finch, Mary H. Evans Hearing Site: San Francisco, CA | | $105,550 |