12-02997 | 08/28/2014 | Claimant(s): Martha Meripol, Ronald Meripol, Martha L. Meripol IRA, Ronald P. Meripol IRA Claimant Lawyers(s): Jahan K. Manasseh Respondent(s): LPL Financial LLC, Ewald Vonkanel Respondent Lawyers(s): David J. Freniere Arbitrator(s): Ralph H. Erickson, Erik R. Siering, Darrell Thomas Reed Hearing Site: Los Angeles, CA
| | Expungement |
12-00123 | 05/17/2013 | Claimant(s): Judith Biss, Kenneth Biss, USA Hawaii Self Storage 14 LLC Claimant Lawyers(s): John Owen Murrin Respondent(s): Kenneth McDonald, Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Ralph H. Erickson, Elliott David Finkel, Robert A. Lombardi Hearing Site: Los Angeles, CA
| | Expungement |
09-02672 | 11/29/2011 | Claimant(s): James Carter, James A. and Annette Carter Charitable R Claimant Lawyers(s): Brett Alcala Respondent(s): Blair Mielke, First Allied Securities. Respondent Lawyers(s): James M. Grady, Matthew D Watkins Arbitrator(s): Ralph H. Erickson, Jeffrey E. Skogsbergh, William Lee Krantz Hearing Site: Los Angeles, CA
| | Stipulated Award |
06-04695 | 08/29/2008 | Claimant(s): Flavia LoCoco Claimant Lawyers(s): Montgomery G. Griffin Respondent(s): WAMU Investments. Respondent Lawyers(s): Jason S. Mills Arbitrator(s): Ralph H. Erickson, Holly Banafsheh, Steven K. Ogata Hearing Site: Los Angeles, CA
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