| 22-02807 | 08/27/2024 | Claimant(s): Chrisandra Delesky, Jonathan Provoost
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Paul Allan Massaro, Jay Alan Kranis, David Patrick Syring
Hearing Site: Jersey City, NJ
|  | Expungement |
| 19-01333 | 06/24/2021 | Claimant(s): Linda Cassidy, The Estate of Anna Walson
Claimant Lawyers(s): Samuel M. Braverman
Respondent(s): Alexander Aiello, Wells Fargo Advisors Financial Network, Marc Barretta
Respondent Lawyers(s): Charles M. O'Rourke, Michael Naccarato
Arbitrator(s): Fred S. Pieroni, John A. Scudiero, Paul Allan Massaro
Hearing Site: Jersey City, NJ
| | $0 |
| 19-00913 | 01/12/2021 | Claimant(s): Martin Gerstenbluth
Claimant Lawyers(s): James Thomas McCarthy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin B. Sinclair
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
| | $0 |
| 16-00755 | 12/22/2017 | Claimant(s): Shaw Family LLC
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Roosevelt & Crossorporated
Respondent Lawyers(s): Sandra P. Lahens
Arbitrator(s): Paul Allan Massaro, Daniel Adam Schlein, Hashim Ghadiali
Hearing Site: Newark, NJ
| | $0 |
| 16-01537 | 11/03/2016 | Claimant(s): Jospeh Serpente
Claimant Lawyers(s): Gary Schafkopf
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin Lewis
Arbitrator(s): Paul Allan Massaro
Hearing Site: Newark, NJ
| | $35 |
| 15-02584 | 07/28/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Alyssa Braycewski, John Braycewski
Respondent Lawyers(s): Alyssa Braycewski, John B. Braycewski
Arbitrator(s): Paul Allan Massaro
Hearing Site: Newark, NJ
| | $0 |
| 14-01573 | 10/30/2015 | Claimant(s): Morrisa Schiffman
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Kenneth J. Horowitz, Martin R. Cramer, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $95,633 |
| 14-00877 | 03/30/2015 | Claimant(s): Carmelo Corsello
Claimant Lawyers(s): James Kirtland
Respondent(s): Michael Kelly, Regal Securities.
Respondent Lawyers(s): Alan M. Wolper, Michael John Kelly
Arbitrator(s): Charles A. Crocco, Linda T. Pellegrino, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $0 |
| 12-01627 | 01/23/2014 | Claimant(s): Jeffrey Sowles, Estate of Aune Sowles, Carleen Dunkle
Claimant Lawyers(s): Mark Cuker
Respondent(s): Henry Graham, Morgan Stanley, Lloyd Graham, The Graham Group
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Jacob Scherer, Bryan David Glass, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $0 |
| 12-03299 | 08/12/2013 | Claimant(s): Yvonne Kloehn
Claimant Lawyers(s): G. Martin Meyers
Respondent(s): Wachovia Securities, Wells Fargo Advisors, Michael Levine, A.G. Edwards & Sons.
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Bernard M. Levine, Linda J. Baer, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $0 |
