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FINRA Awards for Morgan Stanley

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Displaying 11-20 out of 577 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0045507/03/2024Claimant(s): Christina Aitchison, Thomas Aitchison, Christina S. Aitchison IRA Account, Thomas M. Aitchison IRA Account, TM & CS Aitchison 1998 Revocable Trust
Claimant Lawyers(s): Brandon S. Reif, Jon C. Furgison
Respondent(s): Morgan Stanley, Jim Stephenson, Nicholas Rogers
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): Ralph A. Cotton, Peter H. Daly, Kevin Francis Woodall
Hearing Site: San Francisco, CA
Checkmark IconExpungement
23-0081406/03/2024Claimant(s): Sherry Lautares
Claimant Lawyers(s): Charles O'Rourke
Respondent(s): Morgan Stanley, Mark Rosenberg
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Gerald H. Grayson, Sonja Shuford, Alisa Matire
Hearing Site: Boca Raton, FL
Checkmark Icon$0
23-0171205/28/2024Claimant(s): Corey Haber
Claimant Lawyers(s): Corey J. Haber
Respondent(s): Morgan Stanley, Rj Malcampo, Rosita Kaufman
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Robert J. Scafuri, Carl E. Ver Beek, Mark Gregory Brackon
Hearing Site: Detroit, MI
Checkmark IconExpungement
23-0181605/21/2024Claimant(s): Peter Darnell, Randi Gollin
Claimant Lawyers(s): Jessica A. Murzyn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Josefa Antonia Sicard-Mirabal, John Franklin Udochi, Anjelica Cappellino
Hearing Site: New York, NY
Checkmark IconExpungement
22-0257105/06/2024Claimant(s): Estate of Mark Sherman
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Sylvia Kaminsky, Sandra Holtzman, Richard Gary Stelnik
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
22-0099205/01/2024Claimant(s): Estate of Donald W. Gomez
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Morgan Stanley, Katie Beres
Respondent Lawyers(s): Connor M. Trafton
Arbitrator(s): Ralph A. Cotton, Scott Dodson, John Timothy Nardell
Hearing Site: San Francisco, CA
Checkmark Icon$0
22-0089804/25/2024Claimant(s): Margaret van Krieken, Roeland van Krieken
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Herb Schwartz, Philip Aaron Tymon, Dennis Markham Smith
Hearing Site: San Francisco, CA
Checkmark IconExpungement
21-0282404/12/2024Claimant(s): Charlie Meredith
Claimant Lawyers(s): David A. Welling
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): John P. Kincade
Arbitrator(s): Mark R. Lee, Gene S. Evenskaas, Randall B Christison
Hearing Site: San Diego, CA
Checkmark IconExpungement
23-0137504/10/2024Claimant(s): Michael Gregory
Claimant Lawyers(s): Michael Gregory
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: St. Louis, MO
Checkmark Icon$0
22-0240503/20/2024Claimant(s): Kwesi Buabeng
Claimant Lawyers(s): Robert Savage
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Lawrence R. Mills, Mary Mackey, Anna Arcellana Matheson
Hearing Site: San Francisco, CA
Checkmark Icon$0

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