22-02583 | 08/18/2023 | Claimant(s): Michelle Rodriguez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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23-00352 | 08/18/2023 | Claimant(s): Timothy Hawkins Claimant Lawyers(s): Jon M. Stanfield Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Mark S. Foster, David Evans Rosedahl, M W Gear Hearing Site: Des Moines, IA
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23-00025 | 08/18/2023 | Claimant(s): Robert Weissbein Claimant Lawyers(s): Jessica E. Levine Respondent(s): First Allied Securities., Capital Guardian Respondent Lawyers(s): Jeremy Wooden, Sandro L. Ramos Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL
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22-02852 | 08/18/2023 | Claimant(s): Stephen Hekimian Claimant Lawyers(s): Harris Freedman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA
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23-00237 | 08/18/2023 | Claimant(s): Christopher Ortiz Claimant Lawyers(s): Seth N. Bursky Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Madelyn A. Levy, Jeanne M. Keefe, Denise Sagua Hearing Site: New York, NY
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23-00071 | 08/17/2023 | Claimant(s): Korsa Nzidee Claimant Lawyers(s): Joseph P. Allgor Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY
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23-00647 | 08/16/2023 | Claimant(s): Susquehanna Financial Group, LLLP, Susquehanna International Group, LLP Claimant Lawyers(s): Roni Mathew Respondent(s): Mitchell Martin Respondent Lawyers(s): Mitchell Martin Arbitrator(s): Thomas Benjamin Salzer Hearing Site: Philadelphia, PA
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23-00715 | 08/16/2023 | Claimant(s): Hector Gongora Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Advanced Equities. Respondent Lawyers(s): Byron Crowe Arbitrator(s): Anthony Marchese, Susan C Lushing, Evdokia Sofos Hearing Site: New York, NY
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22-02754 | 08/15/2023 | Claimant(s): James Moran Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Capitol Securities Management. Respondent Lawyers(s): David J. Freniere, Laura A. Pizzitola Arbitrator(s): Veronica Ann Williams Hearing Site: Jersey City, NJ
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22-02915 | 08/11/2023 | Claimant(s): Joshua Lercher Claimant Lawyers(s): Chelsea Bauer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Susan C Lushing Hearing Site: New York, NY
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