Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-04261 | 06/09/2011 | Claimant(s): Chicago Investment Group, Llc Claimant Lawyers(s): Howard J. Rosenburg Respondent(s): Cinthia Collins Respondent Lawyers(s): Cinthia Faye Collins Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL | ||
| 09-04936 | 06/09/2011 | Claimant(s): Brook Payner Claimant Lawyers(s): Donald Chase Respondent(s): Natixis Securities North America Inc. Respondent Lawyers(s): Bertrand C. Sellier Arbitrator(s): Mark J. Happe, Sam Antar Hearing Site: New York, NY | ||
| 10-02272 | 06/09/2011 | Claimant(s): Robert Gillin Claimant Lawyers(s): Marc A. Susswein Respondent(s): Syndicated Capital. Respondent Lawyers(s): Faith Lee Arbitrator(s): John Daly Hearing Site: New York, NY | ||
| 10-04017 | 06/09/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Jess Perez Respondent Lawyers(s): Jess Perez Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 10-05209 | 06/09/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): James Van Dyke Respondent(s): Thomas O'Malley Respondent Lawyers(s): Thomas O'Malley Arbitrator(s): Claude O. Ramer Hearing Site: Memphis, TN | ||
| 11-00645 | 06/09/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Andrew G Gioia Respondent(s): John Burke Respondent Lawyers(s): John E. Burke Arbitrator(s): Robert Pincus Hearing Site: New York, NY | ||
| 10-01743 | 06/08/2011 | Claimant(s): Glenn Garmont Claimant Lawyers(s): Eric J. Shames Respondent(s): Gleacher & Company Securities., Gleacher & Company. Respondent Lawyers(s): Richard G. Kass Arbitrator(s): Burton M. Fendelman, David I. Goldblatt, Andrew J. Gerber Hearing Site: New York, NY | ||
| 10-01803 | 06/08/2011 | Claimant(s): Scott Olson Claimant Lawyers(s): Alan M. Wolper Respondent(s): World Equity Group. Respondent Lawyers(s): Albert S. Watkins Arbitrator(s): John N. Chapin, David J. Langseth, Jeffrey S. Fannon Hearing Site: Chicago, IL | ||
| 10-04844 | 06/08/2011 | Claimant(s): Securities America. Claimant Lawyers(s): Kelly R. Davis Respondent(s): Sean O'Brien Respondent Lawyers(s): Sean M. O'Brien Arbitrator(s): Evalyn Lipton Fishbein Hearing Site: Boston, MA | ||
| 10-05259 | 06/08/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): Tom Krag Respondent Lawyers(s): Kline Preston Arbitrator(s): Jay R. Robinson Hearing Site: Nashville, TN |