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FINRA Awards for Sean M. O'Brien

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0484406/08/2011Claimant(s): Securities America.
Claimant Lawyers(s): Kelly R. Davis
Respondent(s): Sean O'Brien
Respondent Lawyers(s): Sean M. O'Brien
Arbitrator(s): Evalyn Lipton Fishbein
Hearing Site: Boston, MA

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