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FINRA Awards for Natixis Securities North America Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0326101/23/2012Claimant(s): Ronald Krolick
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Natixis North America Inc., Natixis Securities North America Inc.
Respondent Lawyers(s): Adam M. Lupion
Arbitrator(s): Edwin S. Mruk, Lucas A. Ferrara, Stuart Rothenstein
Hearing Site: New York, NY
09-0493606/09/2011Claimant(s): Brook Payner
Claimant Lawyers(s): Donald Chase
Respondent(s): Natixis Securities North America Inc.
Respondent Lawyers(s): Bertrand C. Sellier
Arbitrator(s): Mark J. Happe, Sam Antar
Hearing Site: New York, NY

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