09-05711 | 09/08/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Karen Gaster Respondent(s): James Milnes Respondent Lawyers(s): John E. MacDonald Arbitrator(s): David S. Paul, Gregory Hunter Mathews, Robert Alan Mayer Hearing Site: Philadelphia, PA
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10-04032 | 09/08/2011 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Patrick J. Howley Respondent(s): Vincent Ross Respondent Lawyers(s): Vincent Ross Arbitrator(s): David Paul Clark Hearing Site: Pittsburgh, PA
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11-00382 | 09/08/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Hilary Campbell Respondent Lawyers(s): Hilary Campbell Arbitrator(s): Elizabeth A. Copley Hearing Site: Los Angeles, CA
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10-01428 | 09/07/2011 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): Andrea Perry Block Respondent(s): Edelmiro Hernandez, Jack Petersen, Tom Kalaris Respondent Lawyers(s): Andrea Perry Block, Douglas A. Kahle Arbitrator(s): Robert A. Fabricant, Cindy L. Anderson, Barry David Thorpe Hearing Site: Miami, FL
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10-01872 | 09/07/2011 | Claimant(s): Lehman Brothers Holdings Inc. Claimant Lawyers(s): Neil A. Sussman Respondent(s): Felipe Britto Respondent Lawyers(s): Matthew Farley Arbitrator(s): Gary M. Landau Hearing Site: Miami, FL
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10-04841 | 09/07/2011 | Claimant(s): Securities America. Claimant Lawyers(s): Natalie M. Blanke Respondent(s): Arra Poghossian Respondent Lawyers(s): Arra Poghossian Arbitrator(s): W. Michael Kelley Hearing Site: Phoenix, AZ
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11-00644 | 09/07/2011 | Claimant(s): Rocco Guidicipietro Claimant Lawyers(s): Michael S Colombo Respondent(s): Joseph Degregorio Respondent Lawyers(s): Benjamin Suess Arbitrator(s): William G. Binckes Hearing Site: New York, NY
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09-06492 | 09/06/2011 | Claimant(s): Amir Monsefi Claimant Lawyers(s): Faryan Andrew Afifi Respondent(s): TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Barton J. Brewer, Debra Brothers Self, Kendall C. Reed Hearing Site: Los Angeles, CA
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10-02284 | 09/06/2011 | Claimant(s): Mitchell Asch Claimant Lawyers(s): Mitchell Lawrence Asch Respondent(s): Raymond, James & Associates., Peter Delahunt Respondent Lawyers(s): Ann M. Hensler Arbitrator(s): Harvey Barrison, James S. Hazard, Susan Mills Richmond Hearing Site: New York, NY
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08-01879 | 09/02/2011 | Claimant(s): Empire Financial Group. Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Hernando Cortes, James Matthew, Jason Sharfstein, John Kelly, Kevin O'Halloran, Robert Gaeta, Steven Rabinovici, Todd Zuckerbrod, Stockcross Financial Services., The Estate of Gerard Mastrianni Respondent Lawyers(s): George Brunelle, J. Christopher Albanese, Martin H. Kaplan, Michael P. Gilmore, Todd A. Zuckerbrod Arbitrator(s): Marc T. Danon, Stuart S. Billington, Jack A. Helms Hearing Site: Orlando, FL
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