23-00351 | 11/15/2023 | Claimant(s): James Laneave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Synergy Investment Group Respondent Lawyers(s): Ryan Duffie Arbitrator(s): Jim Geiger, Jonathan S. Alcaro, Marcus G. Lashley Hearing Site: Richmond, VA
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23-01462 | 11/15/2023 | Claimant(s): Donald Johnson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Daniel M. Yamshon Hearing Site: Reno, NV
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22-00928 | 11/15/2023 | Claimant(s): Alvaro Gonzalez Claimant Lawyers(s): Blaine Bortnick Respondent(s): UBS Securities LLC Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Kimberly C. Lawrence, Phillip Weitzman, Harold Bruce Aspis Hearing Site: New York, NY
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23-01545 | 11/14/2023 | Claimant(s): Brian Singleton Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC, Cuna Brokerage Services. Respondent Lawyers(s): Michael T. West, Sandra D. Grannum Arbitrator(s): Herbert Liberman Hearing Site: Boise, ID
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23-00404 | 11/14/2023 | Claimant(s): James Laneave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Synergy Investment Group Respondent Lawyers(s): Jeffrey D. Jones Arbitrator(s): Jim Geiger Hearing Site: Richmond, VA
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23-01208 | 11/14/2023 | Claimant(s): Ziad Meziab Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities., SunAmerica Securities. Respondent Lawyers(s): Jennifer E. Novoselsky, Jennifer R. Cox Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ
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23-00168 | 11/14/2023 | Claimant(s): Laura Casey Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda L. Parisi Arbitrator(s): Howard Alan Grinsberg Hearing Site: Jersey City, NJ
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23-01015 | 11/13/2023 | Claimant(s): Stephen Kiront Claimant Lawyers(s): John Stewart Respondent(s): Craft Capital Management LLC, Woodstock Financial Group. Respondent Lawyers(s): Barry Kiront, William J. Raike Arbitrator(s): David S. Billet Hearing Site: New York, NY
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23-00490 | 11/13/2023 | Claimant(s): Kunal Arora Claimant Lawyers(s): Craig A. Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Linda R. Alpert, Lynne M. Reid-McQueen, Ellyn S. Roth Hearing Site: New York, NY
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23-01131 | 11/13/2023 | Claimant(s): Charles McAfee Claimant Lawyers(s): Craig D. Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Howard N. Kahn, Will Murphy, Justin Wallace Askins Hearing Site: Boca Raton, FL
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