| 14-00358 | 09/30/2014 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma
Arbitrator(s): Joan M. Traub, Alan Funk, David Morris Weiss
Hearing Site: Newark, NJ
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| 10-05114 | 09/26/2014 | Claimant(s): Mark Simon
Claimant Lawyers(s): J. Christopher Wehrle
Respondent(s): Ameriprise Financial Services., Larry Larson, Larson & Associates
Respondent Lawyers(s): Edward A. Walton, Miles D. Hart
Arbitrator(s): Jeffry M. Bauer, Harvey Frank, Anthony R. Paesano
Hearing Site: Detroit, MI
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| 13-02884 | 09/26/2014 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Coren H. Stern
Respondent(s): Matthew Burton
Respondent Lawyers(s): Matthew Burton
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
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| 13-02956 | 09/26/2014 | Claimant(s): Carly Mccarty
Claimant Lawyers(s): Stephen R. Bosin
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s): Jim Geiger, John T. Hausladen, Gary I. Kravis
Hearing Site: Philadelphia, PA
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| 14-01196 | 09/25/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Vladimir Eydelman
Respondent Lawyers(s): Vladimir Eydelman
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
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| 11-04417 | 09/24/2014 | Claimant(s): James Engelbrecht
Claimant Lawyers(s): James M. Engelbrecht
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Michael S. Matek, Gregory G. Wille, Mark A. Frankel
Hearing Site: Milwaukee, WI
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| 13-01895 | 09/24/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Evan Sall
Respondent Lawyers(s): Michael Kalmus
Arbitrator(s): David E. Robbins, Howard L. Sobel, Carole R. Bernstein
Hearing Site: New York, NY
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| 13-01941 | 09/24/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): John R. Bamford
Respondent(s): Bruce Branstine
Respondent Lawyers(s): Bruce C. Branstine
Arbitrator(s): Alan Stamm, Jeffrey E. Skogsbergh, Kendall C. Reed
Hearing Site: Los Angeles, CA
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| 13-02963 | 09/24/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Benjamin W. White
Respondent(s): Seng Heuansavath
Respondent Lawyers(s): Seng Nuna Heuansavath
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
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| 13-02583 | 09/23/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig Stein
Respondent(s): Peter Mason
Respondent Lawyers(s): Peter Owen Mason
Arbitrator(s): Alfred Brunette
Hearing Site: Tampa, FL
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