Potomac Analytics' Logo

FINRA Awards for Gregory G. Wille

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0147708/02/2021Claimant(s): JDSF Investments
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Kevin Perlberg, United Planners' Financial Services of A
Respondent Lawyers(s): David A. Baugh, Jonathan M. Sterling
Arbitrator(s): Jeffry M. Bauer, Gregory G. Wille, David E. Jarvis
Hearing Site: Milwaukee, WI
Checkmark IconDismissed by Rule 12206
16-0194309/25/2017Claimant(s): Adam Ausloos
Claimant Lawyers(s): Adam Ausloos
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Gregory G. Wille, Mark A. Frankel, Charles Craig Howard
Hearing Site: Milwaukee, WI
11-0441709/24/2014Claimant(s): James Engelbrecht
Claimant Lawyers(s): James M. Engelbrecht
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Michael S. Matek, Gregory G. Wille, Mark A. Frankel
Hearing Site: Milwaukee, WI
10-0367211/03/2011Claimant(s): Dale Scholl
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Gregory G. Wille, James P. O'Donnell, Richard H. Porter
Hearing Site: Milwaukee, WI
Checkmark IconExpungement
08-0241501/19/2010Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Todd Funk
Respondent Lawyers(s): Sherry Coley
Arbitrator(s): Gregory G. Wille, Florence Z. Enders, Scott Stauffer
Hearing Site: Milwaukee, WI

5 Results

Display: