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FINRA Awards for James M. Engelbrecht

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0441709/24/2014Claimant(s): James Engelbrecht
Claimant Lawyers(s): James M. Engelbrecht
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Michael S. Matek, Gregory G. Wille, Mark A. Frankel
Hearing Site: Milwaukee, WI

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