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FINRA Awards for JDSF Investments

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0147708/02/2021Claimant(s): JDSF Investments
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Kevin Perlberg, United Planners' Financial Services of A
Respondent Lawyers(s): David A. Baugh, Jonathan M. Sterling
Arbitrator(s): Jeffry M. Bauer, Gregory G. Wille, David E. Jarvis
Hearing Site: Milwaukee, WI
Checkmark IconDismissed by Rule 12206

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