Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02569 | 11/13/2015 | Claimant(s): Michelle Petersen Claimant Lawyers(s): Brock J. Specht Respondent(s): Allianz Life Financial Services Respondent Lawyers(s): Jodie F. Weinstein Arbitrator(s): Lawrence R. Commers, Robert Lee Nelson, Robert Drae Venters Hearing Site: Minneapolis, MN | $0 | |
| 15-01024 | 11/13/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan D. Berg Respondent(s): Respondent Lawyers(s): Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | $0 | |
| 15-01648 | 11/13/2015 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Carol H. Li Respondent(s): Quentin Robb Respondent Lawyers(s): Quentin Leroy Robb Arbitrator(s): Susan L. Walker Hearing Site: Denver, CO | $0 | |
| 14-02152 | 11/12/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sara Soto Respondent(s): John Longman Respondent Lawyers(s): Omar Ortega Arbitrator(s): Jill Pilgrim, Stephen Trigg Kuhn, Carl Henry Perdue Hearing Site: Miami, FL | $0 | |
| 15-00252 | 11/12/2015 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill B. Clarke Respondent(s): Randy Bostick Respondent Lawyers(s): Randy Lee Bostick Arbitrator(s): Frances D. Sheehy Hearing Site: Boca Raton, FL | $0 | |
| 15-00563 | 11/12/2015 | Claimant(s): Blackbook Capital LLC Claimant Lawyers(s): Franklin Ogele Respondent(s): Thomas Tedeschi Respondent Lawyers(s): Thomas John Tedeschi Arbitrator(s): Alexandra L. Dunaif Hearing Site: New York, NY | $0 | |
| 15-01181 | 11/12/2015 | Claimant(s): Redi Global Technologies LLC Claimant Lawyers(s): Jennifer Connors Respondent(s): Grace Financial Group LLC Respondent Lawyers(s): Brian Villante Arbitrator(s): Linda R. Alpert Hearing Site: New York, NY | $0 | |
| 14-01599 | 11/11/2015 | Claimant(s): Marc Franco Claimant Lawyers(s): Andre R. Perron Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Andrew Froman Arbitrator(s): Colleen Grace, Joseph E. Santaularia, Thomas J. Patka Hearing Site: Tampa, FL | $0 | |
| 14-02290 | 11/11/2015 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): David G. Russell Respondent(s): Andrew Leventhal Respondent Lawyers(s): David S. Smith Arbitrator(s): Gregory J. Getz Hearing Site: New York, NY | $0 | |
| 14-03595 | 11/11/2015 | Claimant(s): Brian Schmidt Claimant Lawyers(s): Brittany Weiner Respondent(s): Fidelity Brokerage Services LLC, Strategic Advisers. Respondent Lawyers(s): John Starnes Arbitrator(s): Lawrence R. Maxwell Hearing Site: Dallas, TX | $0 |