Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01427 | 02/06/2024 | Claimant(s): Lars Olson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Mark A. Sipper Hearing Site: Columbus, OH | ||
| 23-00030 | 02/06/2024 | Claimant(s): Jean Sears Claimant Lawyers(s): Chelsea Bauer Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Linda J. Baer Hearing Site: New York, NY | ||
| 23-00979 | 02/05/2024 | Claimant(s): Matthew Fitzgerald Claimant Lawyers(s): Randi Perry Spallina Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Roger A. Geddes Hearing Site: Phoenix, AZ | ||
| 23-01786 | 02/05/2024 | Claimant(s): Sean Westbrook Claimant Lawyers(s): Debra A. Jenks Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO | ||
| 22-01639 | 02/05/2024 | Claimant(s): Deborah Adeimy Claimant Lawyers(s): V. Michael Arias Respondent(s): Morgan Stanley Respondent Lawyers(s): Beth A. Black Arbitrator(s): Edward R. Niederriter, Scott Manker, Rene Enrique Lamar Hearing Site: Boca Raton, FL | ||
| 23-00378 | 02/05/2024 | Claimant(s): Martin Cummins Claimant Lawyers(s): R. Zachary Gelber Respondent(s): William Moreno, Revere Securities LLC Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Hearing Site: New York, NY | ||
| 22-02577 | 02/05/2024 | Claimant(s): Christopher Albonetti Claimant Lawyers(s): Douglas Hyman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Gayle B. Carlson Hearing Site: Memphis, TN | ||
| 23-02382 | 02/05/2024 | Claimant(s): Alexander Williams, Peter Rukeyser Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Clive I. Morrick Hearing Site: New York, NY | ||
| 22-01691 | 02/02/2024 | Claimant(s): Andreas Klein Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Michael L. Lyons, Susan Finefrock, Ann Marie Hansen Hearing Site: Columbus, OH | ||
| 23-00665 | 02/02/2024 | Claimant(s): Aramis Seferian Claimant Lawyers(s): Craig A. Riha Respondent(s): Continental Broker-Dealer Corp. Respondent Lawyers(s): Michael Clements Arbitrator(s): Judith E. Gross, Morton S. Bunis, Steven Gary Leventhal Hearing Site: New York, NY |