Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02250 | 02/12/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Todd Ratner Respondent(s): Gerald Fils Respondent Lawyers(s): Gerald Louis Fils Arbitrator(s): David Paul Clark Hearing Site: Washington, DC | ||
| 23-02285 | 02/12/2024 | Claimant(s): Michael Goodner Claimant Lawyers(s): Michael Eugene Goodner Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Gregory Curley Arbitrator(s): Karl A. Vogeler Hearing Site: Nashville, TN | ||
| 23-00393 | 02/09/2024 | Claimant(s): Jose Chaves Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 23-02128 | 02/09/2024 | Claimant(s): Andrew Perry, Todd Perry Claimant Lawyers(s): Robert Moses Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Guillermo L. Bosch Hearing Site: Philadelphia, PA | ||
| 23-01811 | 02/09/2024 | Claimant(s): Keith Vandyke Claimant Lawyers(s): Brian Luther Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Joseph Neal Richardson Hearing Site: Oklahoma City, OK | ||
| 23-00900 | 02/08/2024 | Claimant(s): Mark Schrader Claimant Lawyers(s): Craig A. Riha Respondent(s): WAMU Investments. Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | ||
| 23-01301 | 02/08/2024 | Claimant(s): George Kastanis Claimant Lawyers(s): Everett Pritchard Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 22-01486 | 02/07/2024 | Claimant(s): Joel Santucci Claimant Lawyers(s): Marc Fitapelli Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Thomas E. Duggan, Betty Chen, Regina Waynes Joseph Hearing Site: New York, NY | ||
| 22-00799 | 02/07/2024 | Claimant(s): Peter Dao Claimant Lawyers(s): Peter Giahao Dao Respondent(s): Pruco Securities. Respondent Lawyers(s): Peter J. Pizzi Arbitrator(s): Arthur Neil Tolciss, Regina Waynes Joseph, Cynthia Kouril Hearing Site: New York, NY | ||
| 23-00377 | 02/07/2024 | Claimant(s): Thomas Stappas Claimant Lawyers(s): Thomas Stappas Respondent(s): Summit Equities. Respondent Lawyers(s): Patricia Baker Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ |