| 23-01489 | 04/05/2024 | Claimant(s): Maurice Acriche
Claimant Lawyers(s): Harris Freedman
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
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| 23-01437 | 04/05/2024 | Claimant(s): Ellice Papp
Claimant Lawyers(s): Harris Freedman
Respondent(s): Prudential Equity Group, Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok, Jennifer E. Novoselsky
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
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| 23-01419 | 04/05/2024 | Claimant(s): Thomas Mccausland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., RBC Capital Markets LLC
Respondent Lawyers(s): Adam M. Kauff, Samuel F.B. Audley
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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| 23-02658 | 04/05/2024 | Claimant(s): Tyson Lewis
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
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| 23-01028 | 04/04/2024 | Claimant(s): Scott Namowicz
Claimant Lawyers(s): Bryan L. Tyson
Respondent(s): Sallie LarsenL Financial Holdings Inc. Severance
Respondent Lawyers(s): Roger Scruggs
Arbitrator(s): Richard H. Potter, David M. Pierce, Daniel F. Piar
Hearing Site: Charlotte, NC
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| 22-01717 | 04/04/2024 | Claimant(s): Jeffrey Sikirica, Chapter 7, Melvin Pirchesky
Claimant Lawyers(s): Michael J. Betts
Respondent(s): Joanne Park, Keith Moore, Boustead Securities
Respondent Lawyers(s): Jason L. Ott
Arbitrator(s): Peter Glasser, Mark K. Gubinsky, Louis Charles Schmitt
Hearing Site: Pittsburgh, PA
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| 23-03011 | 04/03/2024 | Claimant(s): Loren Weiss
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Nancy Kramer
Hearing Site: New York, NY
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| 23-00552 | 04/03/2024 | Claimant(s): Matthew Jung
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Rosa Linda Guadarrama
Hearing Site: San Diego, CA
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| 23-03017 | 04/03/2024 | Claimant(s): Neil Klein
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): John Franklin Udochi
Hearing Site: New York, NY
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| 23-02557 | 04/03/2024 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company
Claimant Lawyers(s): Christopher J. Murdoch
Respondent(s): Leibish Schwartz
Respondent Lawyers(s): Leibish Schwartz
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
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