Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02212 | 03/04/2024 | Claimant(s): John McCune Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Susan E. Maloney Hearing Site: Manchester, NH | ||
| 23-00725 | 03/04/2024 | Claimant(s): Daniel Soe Claimant Lawyers(s): Craig A. Riha Respondent(s): First Republic Group Respondent Lawyers(s): Edward Sampson Arbitrator(s): Richard W. Vallario, Benjamin Steinberg, Glenn Ravenell Hearing Site: New York, NY | ||
| 22-02692 | 03/04/2024 | Claimant(s): David Del Toro Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR | ||
| 23-01963 | 03/01/2024 | Claimant(s): Rudolf Molnar Claimant Lawyers(s): Lawton R. Graves Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Richard S. Zaifert, David M. Snyder, Lisa Elkin Schwartz Hearing Site: Tampa, FL | ||
| 23-01488 | 03/01/2024 | Claimant(s): Thomas Smith Claimant Lawyers(s): Chelsea Bauer Respondent(s): Edward Jones Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Jonathan H. Krotinger Hearing Site: San Francisco, CA | ||
| 23-02222 | 03/01/2024 | Claimant(s): Wendy Wheeler Claimant Lawyers(s): Stephan Louviere Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Susan E. Maloney Hearing Site: Hartford, CT | ||
| 23-00930 | 03/01/2024 | Claimant(s): David Rojas Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Barth Satuloff Hearing Site: San Juan, PR | ||
| 23-02756 | 03/01/2024 | Claimant(s): Damian Hedley Claimant Lawyers(s): Randi Perry Spallina Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): John J. Fitzpatrick Hearing Site: San Francisco, CA | ||
| 23-02512 | 03/01/2024 | Claimant(s): Michael Mcgregor Claimant Lawyers(s): Harris Freedman Respondent(s): Wilbanks Securities. Respondent Lawyers(s): Randall Wilbanks Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO | ||
| 23-01299 | 03/01/2024 | Claimant(s): John Short Claimant Lawyers(s): William R. Bean Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Jason Kempf Arbitrator(s): Thomas Benjamin Salzer Hearing Site: Philadelphia, PA |