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FINRA Awards for Roger Scruggs

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0102804/04/2024Claimant(s): Scott Namowicz
Claimant Lawyers(s): Bryan L. Tyson
Respondent(s): Sallie LarsenL Financial Holdings Inc. Severance
Respondent Lawyers(s): Roger Scruggs
Arbitrator(s): Richard H. Potter, David M. Pierce, Daniel F. Piar
Hearing Site: Charlotte, NC

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