23-01062 | 03/13/2024 | Claimant(s): Robert Alvarez Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): International Assets Advisory Respondent Lawyers(s): Myra P. Nicholson Arbitrator(s): Dale A. Kaliszeski, Jeffrey Ackermann, Richard William Cryar Hearing Site: New Orleans, LA
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22-02587 | 03/13/2024 | Claimant(s): Enrique Torruella Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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22-01572 | 03/13/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Erika Murdoch Respondent(s): Daryl Demo, Michael Quin, DayMark Wealth Partners Respondent Lawyers(s): Mathew Plant Arbitrator(s): Lawrence W. Arness, Harlita R. Tomlinson, Robert Roth Sparks Hearing Site: Cincinnati, OH
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23-01203 | 03/13/2024 | Claimant(s): Martin Weiss Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Steven Mark Bell Hearing Site: Des Moines, IA
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23-01381 | 03/12/2024 | Claimant(s): Bradley Kleinfelter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): TD Ameritrade. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA
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23-03044 | 03/12/2024 | Claimant(s): Daniel Egbert, Toria Scotto Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC
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23-03515 | 03/12/2024 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Silvio Borrero Respondent Lawyers(s): Silvio Borrero Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL
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23-02132 | 03/11/2024 | Claimant(s): Shmuel Maya Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Kimberly A. Gilmour, Adam Lawrence Frankel, Samuel Adam Katz Hearing Site: Boca Raton, FL
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23-02986 | 03/08/2024 | Claimant(s): Christopher Leak Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Brandy Fernandez Arbitrator(s): Theresa Joan Rosenberg Hearing Site: Charlotte, NC
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22-02359 | 03/08/2024 | Claimant(s): BOKF, NA, Cavanal Hill Distributors, Claimant Lawyers(s): Jared M. Burden Respondent(s): Lance Payne Respondent Lawyers(s): Mark Hammons Arbitrator(s): Kelley L Cornelius, Michael E. Nelson, Eric Ross Cromartie Hearing Site: Oklahoma City, OK
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