23-01315 | 03/15/2024 | Claimant(s): Michael Sievert Claimant Lawyers(s): Peter Lindholm Respondent(s): Arkadios Capital, Triad Advisors LLC Respondent Lawyers(s): Chet C. Payne, Gregory M. Curley Arbitrator(s): Leslie L. Cooney Hearing Site: Jacksonville, FL
| | |
23-02653 | 03/15/2024 | Claimant(s): Douglas Schiffmiller Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Linda J. Baer Hearing Site: New York, NY
| | |
23-01455 | 03/15/2024 | Claimant(s): Michael Steffens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Shabbir Chaudhury Arbitrator(s): Gregory G. Gocek Hearing Site: Milwaukee, WI
| | |
23-02529 | 03/14/2024 | Claimant(s): Peter Blok Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Grove Point Investments Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Louis P. Wagman, Leo J. Karwejna, Thomas R Nathan Hearing Site: Philadelphia, PA
| | |
22-02275 | 03/14/2024 | Claimant(s): David Gershoni Claimant Lawyers(s): David John Freniere Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Hearing Site: Hartford, CT
| | |
23-01474 | 03/13/2024 | Claimant(s): Douglas Greenberg Claimant Lawyers(s): William Bean Respondent(s): Morgan Stanley, Morgan Stanley DW Inc. Respondent Lawyers(s): Christine A. Kendrick Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR
| | |
23-02195 | 03/13/2024 | Claimant(s): Sarah Dodd Claimant Lawyers(s): Sarah Brooke Dodd Respondent(s): Bobby Brown, Raymond James Financial Services. Respondent Lawyers(s): Bruce W. Barnes Arbitrator(s): Maryanne M. Esser, Janet M. Thompson, Heath O. Lauseng Hearing Site: Little Rock, AR
| | |
23-01458 | 03/13/2024 | Claimant(s): Joseph Andreoli Claimant Lawyers(s): Chelsea Bauer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Morton S. Bunis Hearing Site: Jersey City, NJ
| | |
23-02867 | 03/13/2024 | Claimant(s): Richard Stewart Claimant Lawyers(s): Stephan Louviere Respondent(s): Equitable Advisors Respondent Lawyers(s): Karen H. Chapman Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA
| | |
23-01243 | 03/13/2024 | Claimant(s): Andrew Ruud Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Briana Al Taqatqa Arbitrator(s): Michael J. Ahlstrom Hearing Site: Nashville, TN
| | |