Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02427 | 04/03/2019 | Claimant(s): Matthew Dodds Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Eric G. Hoffman Arbitrator(s): John B. Myers, Richard E. Castiglioni, Andrew Daniel Levine Hearing Site: New York, NY | $0 | |
| 17-02796 | 04/03/2019 | Claimant(s): Mark Connelly Claimant Lawyers(s): Kevin D. Galbraith Respondent(s): Clsa Americas Respondent Lawyers(s): Barbara M. Roth Arbitrator(s): Philip M. Mandel, Pamela H. Roderick, Martin L. Feinberg Hearing Site: New York, NY | $0 | |
| 18-00699 | 04/03/2019 | Claimant(s): Brian Groh Claimant Lawyers(s): Michelle Atlas Respondent(s): Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | $0 | |
| 18-01094 | 04/03/2019 | Claimant(s): Veralynn Starostecki Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Bradley A. Fishman Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | $0 | |
| 18-02384 | 04/03/2019 | Claimant(s): Dustin Smith Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc., RBC Capital Markets LLC Respondent Lawyers(s): Maggie Goetze, Tanya S. Lambrechts Arbitrator(s): Steven E. Eisenberg Hearing Site: Boca Raton, FL | $0 | |
| 18-03427 | 04/03/2019 | Claimant(s): Dennis Ryan Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): World Equity Group. Respondent Lawyers(s): Christopher Cokinis Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | $0 | |
| 18-02979 | 04/02/2019 | Claimant(s): Jeffery Sorensen Claimant Lawyers(s): Michelle Atlas Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | $0 | |
| 18-03482 | 04/02/2019 | Claimant(s): Alejandro Mendieta Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Mark C. Perry Hearing Site: Miami, FL | $0 | |
| 18-03591 | 04/02/2019 | Claimant(s): Mark Miller Claimant Lawyers(s): John D. Stewart Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL | $0 | |
| 18-03961 | 04/02/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Bruce Lewitas Respondent(s): Matthew DiNinno Respondent Lawyers(s): Matthew Patrick DiNinno Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA | $0 |