| 18-01174 | 05/08/2019 | Claimant(s): Timothy Schmadeke
Claimant Lawyers(s): Dennis G. Peatrowsky
Respondent(s): David Means, MML Investors Services
Respondent Lawyers(s): J. David Jackson, William P. Thornton
Arbitrator(s): Lynn Hirschfeld Brahin, John R. Loss, Steven Michael Vokal
Hearing Site: Omaha, NE
| | $0 |
| 18-01354 | 05/08/2019 | Claimant(s): David Reuben
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lauren Beekman
Arbitrator(s): Kent L. Benziger
Hearing Site: New York, NY
| | $0 |
| 18-01826 | 05/08/2019 | Claimant(s): Pablo Vaquera
Claimant Lawyers(s): Pablo Raul Vaquera
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Daniel A. Seiver, Jack R. Goetz, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03476 | 05/08/2019 | Claimant(s): Brett Oley
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
| | $0 |
| 18-03725 | 05/08/2019 | Claimant(s): Debra Taylor
Claimant Lawyers(s): Matthew I Penfield
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Morton S. Bunis
Hearing Site: Newark, NJ
| | $0 |
| 18-04229 | 05/08/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): Brandon Lokits
Respondent Lawyers(s): Brandon Todd Lokits
Arbitrator(s): Langfred W. White
Hearing Site: Raleigh, NC
| | $0 |
| 17-00057 | 05/07/2019 | Claimant(s): Anna Winderbaum, Joseph Lerner
Claimant Lawyers(s): Robert R. Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Victoria Sloan Lin
Arbitrator(s): Martin Izaak, Sandra J. Mullings, Douglas F. Stone
Hearing Site: New York, NY
| | $0 |
| 18-00926 | 05/07/2019 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michelle M. Wezner
Respondent(s): Mark Santia
Respondent Lawyers(s): Brian J. Sommer
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Pittsburgh, PA
| | $0 |
| 17-01012 | 05/06/2019 | Claimant(s): Peter Butler
Claimant Lawyers(s): Wm. Joseph Baker
Respondent(s): Craig Wiggins, Victoria Ellinger
Respondent Lawyers(s): Sean Needham
Arbitrator(s): Earl Williams, Michael James Malone, Michael J Borden
Hearing Site: Cleveland, OH
| | $0 |
| 18-02031 | 05/06/2019 | Claimant(s): Brian Thomas
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Harbor Financial Services
Respondent Lawyers(s): Marc Whitehead
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | $0 |
