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FINRA Awards for Mark Santia

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0092605/07/2019Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michelle M. Wezner
Respondent(s): Mark Santia
Respondent Lawyers(s): Brian J. Sommer
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Pittsburgh, PA

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