Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01431 | 05/07/2024 | Claimant(s): John Bostaph Claimant Lawyers(s): Chelsea Bauer Respondent(s): WAMU Investments., Wells Fargo Investments Respondent Lawyers(s): Geoff Beckham, Registered Agent Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | ||
| 22-01637 | 05/06/2024 | Claimant(s): Mindey Morrison Claimant Lawyers(s): James J. Moylan Respondent(s): Ivar Sorensen, Richard Vitale, The M & A Group LLC Respondent Lawyers(s): Brandon S. Reif Arbitrator(s): Mark R. Lee, Erik R. Siering, Ria Gost Hearing Site: San Diego, CA | ||
| 23-03294 | 05/06/2024 | Claimant(s): Kenny Johnson Claimant Lawyers(s): Christopher H. Tovar Respondent(s): TD Ameritrade. Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Terry M Lloyd, Gary G. Sackett, James Wilmer Barlow Hearing Site: Salt Lake City, UT | ||
| 23-03050 | 05/06/2024 | Claimant(s): Gary Glockzin Claimant Lawyers(s): Zachary S. Knoblock Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Jonathan L. French Arbitrator(s): Charles G. Michaels, Mary Margaret Bush, Howard N. Gorney Hearing Site: San Diego, CA | ||
| 23-02963 | 05/03/2024 | Claimant(s): Nicholas Fusco Claimant Lawyers(s): Jhansi Fusco Respondent(s): David Lerner Associates. Respondent Lawyers(s): Allen Holeman Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 23-02991 | 05/03/2024 | Claimant(s): David Burgio Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Prime Capital Services. Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Kevin R. Zehe Hearing Site: Buffalo, NY | ||
| 24-00246 | 05/03/2024 | Claimant(s): D.A. Davidson & Co. Claimant Lawyers(s): Nancy L. Hendrickson Respondent(s): Avya Daver Respondent Lawyers(s): Avya Daver Arbitrator(s): Edward W. Morris Hearing Site: New York, NY | ||
| 23-01432 | 05/03/2024 | Claimant(s): Gary Lydrickson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Franklin Distributors Respondent Lawyers(s): Miles S. Winder Arbitrator(s): Jeffrey M. Bain Hearing Site: Cleveland, OH | ||
| 23-02339 | 05/03/2024 | Claimant(s): Steven Mogul Claimant Lawyers(s): Craig A. Riha Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL | ||
| 23-03032 | 05/03/2024 | Claimant(s): Sonia Attkiss Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Mary Julia O'Connell Hearing Site: New York, NY |