| 18-03624 | 11/18/2019 | Claimant(s): Brian Ramler
Claimant Lawyers(s): Robert A Klingler
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Stacey N. Schmidt
Arbitrator(s): Frederick Ramos
Hearing Site: Cincinnati, OH
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| 19-01315 | 11/18/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holding LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Damion Smith
Respondent Lawyers(s): Damion Lenell Smith
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
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| 19-01656 | 11/18/2019 | Claimant(s): David Rojas
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 18-02730 | 11/15/2019 | Claimant(s): Rahul Mahajan
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Cameron Smith
Arbitrator(s): Howard J. Stiefel, Martin A. Edelstein, Eila Matt
Hearing Site: New York, NY
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| 18-04361 | 11/15/2019 | Claimant(s): Donald Robbins
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christen Leah Casale
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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| 19-00320 | 11/15/2019 | Claimant(s): Robert Huntley
Claimant Lawyers(s): Matthew Wolper
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian P. Harlan
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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| 17-01406 | 11/14/2019 | Claimant(s): Mark Sullivan, Richard Dellarusso
Claimant Lawyers(s): Robert R. Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): Mary Lou McGanney, Robert E. Anderson, Jay F. Frascella
Hearing Site: New York, NY
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| 19-00411 | 11/14/2019 | Claimant(s): Robert Rose
Claimant Lawyers(s): Frances Menzer
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
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| 19-00840 | 11/14/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N Will
Respondent(s): Ruben Cavada
Respondent Lawyers(s): Ruben Cavada
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
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| 19-01436 | 11/14/2019 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Bryce Shelman
Respondent(s): Kevin Johnson
Respondent Lawyers(s): Kevin L. Johnson
Arbitrator(s): Robert Steven Haught
Hearing Site: Oklahoma City, OK
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