Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03912 | 11/22/2019 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Jeffrey Raphael Respondent Lawyers(s): Robert L. Herkovits Arbitrator(s): Edward W. Morris Hearing Site: New York, NY | ||
| 18-04173 | 11/22/2019 | Claimant(s): Rodney Dabbondanza Claimant Lawyers(s): Michael Patrick Shaw Respondent(s): H. Beck. Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Arthur J. Salzberg, Karla Jayne Letsche, Sonya L. Sacks Hearing Site: Washington, DC | ||
| 18-04323 | 11/22/2019 | Claimant(s): Iaian Filippini Claimant Lawyers(s): Matthew Clarke Respondent(s): ePlanning Securities. Respondent Lawyers(s): Joseph Ehrlich Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA | ||
| 19-00423 | 11/22/2019 | Claimant(s): Keith Davis Claimant Lawyers(s): Bruce W. Barnes Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): John P. Cullem, Howard A. Baker, Lewis Gordon Brewer Hearing Site: Orlando, FL | ||
| 19-01360 | 11/22/2019 | Claimant(s): Terrance Arges Claimant Lawyers(s): Kevin J. Mirch Respondent(s): LPL Financial LLC Respondent Lawyers(s): David S. Markun Arbitrator(s): Steven A. Fox, Mitchell Lee Lathrop, Dan Deuprey Hearing Site: San Diego, CA | ||
| 19-01666 | 11/22/2019 | Claimant(s): Jose Chaves Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Barth Satuloff Hearing Site: San Juan, PR | ||
| 19-00453 | 11/21/2019 | Claimant(s): James Caldwell Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Maurice M. Feller Hearing Site: Orlando, FL | ||
| 19-01102 | 11/21/2019 | Claimant(s): Thomas Clark Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 18-03453 | 11/20/2019 | Claimant(s): Lonny Bohling Claimant Lawyers(s): Dennis G. Peatrowsky Respondent(s): Kenneth Hackett, Raymond James Financial Services. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Henry R Cox, Thomas J. Pleiss, John R. Loss Hearing Site: Omaha, NE | ||
| 19-00360 | 11/20/2019 | Claimant(s): Thomas Mullooly Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas Cahill Arbitrator(s): Michael S. Matek Hearing Site: Chicago, IL |