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FINRA Awards for Thomas Mullooly

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0036011/20/2019Claimant(s): Thomas Mullooly
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas Cahill
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
18-0127611/02/2018Claimant(s): Thomas Mullooly
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Julian F. Santos
Hearing Site: Newark, NJ

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